-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IpMKu141O7CU3PDkx5dzR2F1neqEkNuPzGRxaa3AvBK+co4/xr6dGNYPNvxyGylu Mh1XRApsgMcTtBIpBfY0zA== 0001181431-08-024656.txt : 20080410 0001181431-08-024656.hdr.sgml : 20080410 20080410173638 ACCESSION NUMBER: 0001181431-08-024656 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080409 FILED AS OF DATE: 20080410 DATE AS OF CHANGE: 20080410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 08750829 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 rrd202700.xml FORM 4 X0202 4 2008-04-09 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Chairman, CEO and President Common Stock 2008-04-09 4 S 0 200 52.71 D 2453569.00 D Common Stock 2008-04-09 4 S 0 200 52.72 D 2453369.00 D Common Stock 2008-04-09 4 S 0 200 52.73 D 2453169.00 D Common Stock 2008-04-09 4 S 0 400 52.76 D 2452769.00 D Common Stock 2008-04-09 4 S 0 100 52.77 D 2452669.00 D Common Stock 2008-04-09 4 S 0 100 52.79 D 2452569.00 D Common Stock 2008-04-09 4 S 0 100 52.80 D 2452469.00 D Common Stock 2008-04-09 4 S 0 100 52.83 D 2452369.00 D Common Stock 2008-04-09 4 S 0 100 52.85 D 2452269.00 D Common Stock 2008-04-09 4 S 0 100 52.86 D 2452169.00 D Common Stock 2008-04-09 4 S 0 200 52.99 D 2451969.00 D Common Stock 2008-04-09 4 S 0 100 53.00 D 2451869.00 D Common Stock 2008-04-09 4 S 0 100 53.02 D 2451769.00 D Common Stock 2008-04-09 4 S 0 100 53.03 D 2451669.00 D Common Stock 2008-04-09 4 S 0 100 53.10 D 2451569.00 D Common Stock 2008-04-09 4 S 0 100 53.16 D 2451469.00 D Common Stock 2008-04-09 4 S 0 400 53.25 D 2451069.00 D Common Stock 107502.00 I By Fairbank Morris This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. "Form 4 of 4" /s/ Jean K. Traub (POA) on file for Richard D. Fairbank 2008-04-10 -----END PRIVACY-ENHANCED MESSAGE-----