-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GLlgi/Cu4Ne7eALgiVGsEUZqvUKKP57ZDFo2aKDAmXKooCRWDs3p7Ymj8QUsBw1H 14lChb0MhvjyCLITCK9qbg== 0001181431-08-024654.txt : 20080410 0001181431-08-024654.hdr.sgml : 20080410 20080410173514 ACCESSION NUMBER: 0001181431-08-024654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080409 FILED AS OF DATE: 20080410 DATE AS OF CHANGE: 20080410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 08750826 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 rrd202697.xml FORM 4 X0202 4 2008-04-09 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Chairman, CEO and President Common Stock 2008-04-09 4 S 0 100 50.63 D 2461669.00 D Common Stock 2008-04-09 4 S 0 100 50.64 D 2461569.00 D Common Stock 2008-04-09 4 S 0 100 50.65 D 2461469.00 D Common Stock 2008-04-09 4 S 0 200 50.66 D 2461269.00 D Common Stock 2008-04-09 4 S 0 100 50.69 D 2461169.00 D Common Stock 2008-04-09 4 S 0 100 50.70 D 2461069.00 D Common Stock 2008-04-09 4 S 0 100 50.75 D 2460969.00 D Common Stock 2008-04-09 4 S 0 200 50.77 D 2460769.00 D Common Stock 2008-04-09 4 S 0 100 50.78 D 2460669.00 D Common Stock 2008-04-09 4 S 0 100 50.88 D 2460569.00 D Common Stock 2008-04-09 4 S 0 100 51.01 D 2460469.00 D Common Stock 2008-04-09 4 S 0 100 51.07 D 2460369.00 D Common Stock 2008-04-09 4 S 0 100 51.10 D 2460269.00 D Common Stock 2008-04-09 4 S 0 100 51.13 D 2460169.00 D Common Stock 2008-04-09 4 S 0 200 51.14 D 2459969.00 D Common Stock 2008-04-09 4 S 0 100 51.15 D 2459869.00 D Common Stock 2008-04-09 4 S 0 300 51.16 D 2459569.00 D Common Stock 2008-04-09 4 S 0 300 51.17 D 2459269.00 D Common Stock 2008-04-09 4 S 0 100 51.20 D 2459169.00 D Common Stock 2008-04-09 4 S 0 200 51.21 D 2458969.00 D Common Stock 2008-04-09 4 S 0 200 51.22 D 2458769.00 D Common Stock 2008-04-09 4 S 0 100 51.24 D 2458669.00 D Common Stock 2008-04-09 4 S 0 200 51.25 D 2458469.00 D Common Stock 2008-04-09 4 S 0 100 51.27 D 2458369.00 D Common Stock 2008-04-09 4 S 0 100 51.29 D 2458269.00 D Common Stock 2008-04-09 4 S 0 300 51.30 D 2457969.00 D Common Stock 2008-04-09 4 S 0 100 51.38 D 2457869.00 D Common Stock 2008-04-09 4 S 0 100 51.50 D 2457769.00 D Common Stock 107502.00 I By Fairbank Morris This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. "Form 2 of 4" /s/ Jean K. Traub (POA) on file for Richard D. Fairbank 2008-04-10 -----END PRIVACY-ENHANCED MESSAGE-----