-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hx5dH94hX6N+AvH1+Dv0V427JOoQY3Ys3SU1nn5bcmLoKAS2IRpMAqgT+33S7EPA 5uRLQLoTjfnZh9XEtKXyjw== 0001181431-08-020121.txt : 20080319 0001181431-08-020121.hdr.sgml : 20080319 20080319180401 ACCESSION NUMBER: 0001181431-08-020121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080317 FILED AS OF DATE: 20080319 DATE AS OF CHANGE: 20080319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 08700290 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 rrd200213.xml FORM 4 X0202 4 2008-03-17 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Chairman, CEO and President Common Stock 2008-03-17 4 M 0 14634 33.77 A 2465703.00 D Common Stock 2008-03-17 4 S 0 400 44.56 D 2465303.00 D Common Stock 2008-03-17 4 S 0 100 44.75 D 2465203.00 D Common Stock 2008-03-17 4 S 0 100 44.87 D 2465103.00 D Common Stock 2008-03-17 4 S 0 100 45.20 D 2465003.00 D Common Stock 2008-03-17 4 S 0 100 45.28 D 2464903.00 D Common Stock 2008-03-17 4 S 0 100 45.39 D 2464803.00 D Common Stock 2008-03-17 4 S 0 100 45.50 D 2464703.00 D Common Stock 2008-03-17 4 S 0 100 45.59 D 2464603.00 D Common Stock 2008-03-17 4 S 0 100 45.61 D 2464503.00 D Common Stock 2008-03-17 4 S 0 100 45.63 D 2464403.00 D Common Stock 2008-03-17 4 S 0 100 45.67 D 2464303.00 D Common Stock 2008-03-17 4 S 0 200 45.76 D 2464103.00 D Common Stock 2008-03-17 4 S 0 100 45.80 D 2464003.00 D Common Stock 2008-03-17 4 S 0 200 45.83 D 2463803.00 D Common Stock 2008-03-17 4 S 0 100 45.85 D 2463703.00 D Common Stock 2008-03-17 4 S 0 100 45.87 D 2463603.00 D Common Stock 2008-03-17 4 S 0 100 45.92 D 2463503.00 D Common Stock 2008-03-17 4 S 0 100 45.94 D 2463403.00 D Common Stock 2008-03-17 4 S 0 100 45.97 D 2463303.00 D Common Stock 2008-03-17 4 S 0 100 45.98 D 2463203.00 D Common Stock 2008-03-17 4 S 0 100 46.01 D 2463103.00 D Common Stock 2008-03-17 4 S 0 100 46.03 D 2463003.00 D Common Stock 2008-03-17 4 S 0 100 46.06 D 2462903.00 D Common Stock 2008-03-17 4 S 0 100 46.08 D 2462803.00 D Common Stock 2008-03-17 4 S 0 100 46.13 D 2462703.00 D Common Stock 2008-03-17 4 S 0 100 46.17 D 2462603.00 D Common Stock 2008-03-17 4 S 0 100 46.20 D 2462503.00 D Common Stock 107502.00 I By Fairbank Morris Employee Stock Option (Right to Buy) 33.77 2008-03-17 4 M 0 14634 0 D 2008-06-10 COF 14634 746346 D This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. This option was subject to and received stockholder approval on April 29, 1999, and the performance-based vesting criteria of the option was satisfied on September 11, 2000, the date on which the fair market value of the common stock reached and remained at or above $58.33 for at least ten trading days in any 30 calendar-day period. This requirement had to be satisfied on or before June 11, 2001. /s/ Tangela S. Richter (POA) on file for Richard D. Fairbank 2008-03-19 -----END PRIVACY-ENHANCED MESSAGE-----