-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KenQT88wPtXdmabuI9gf16Ng0z0LrosgNRZozwRip166b+hXDOKHTCWVt1WW1CaE CMKO9N7k4/AtXJse2BMt3w== 0001181431-08-019710.txt : 20080318 0001181431-08-019710.hdr.sgml : 20080318 20080318173523 ACCESSION NUMBER: 0001181431-08-019710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080314 FILED AS OF DATE: 20080318 DATE AS OF CHANGE: 20080318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 08697362 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 rrd199884.xml FORM 4 X0202 4 2008-03-14 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Chairman, CEO and President Common Stock 2008-03-14 4 S 0 200 48.14 D 2457653.00 D Common Stock 2008-03-14 4 S 0 100 48.15 D 2457553.00 D Common Stock 2008-03-14 4 S 0 100 48.17 D 2457453.00 D Common Stock 2008-03-14 4 S 0 100 48.18 D 2457353.00 D Common Stock 2008-03-14 4 S 0 100 48.22 D 2457253.00 D Common Stock 2008-03-14 4 S 0 100 48.25 D 2457153.00 D Common Stock 2008-03-14 4 S 0 100 48.26 D 2457053.00 D Common Stock 2008-03-14 4 S 0 200 48.27 D 2456853.00 D Common Stock 2008-03-14 4 S 0 200 48.28 D 2456653.00 D Common Stock 2008-03-14 4 S 0 100 48.29 D 2456553.00 D Common Stock 2008-03-14 4 S 0 100 48.30 D 2456453.00 D Common Stock 2008-03-14 4 S 0 100 48.31 D 2456353.00 D Common Stock 2008-03-14 4 S 0 200 48.34 D 2456153.00 D Common Stock 2008-03-14 4 S 0 200 48.36 D 2455953.00 D Common Stock 2008-03-14 4 S 0 200 48.37 D 2455753.00 D Common Stock 2008-03-14 4 S 0 100 48.42 D 2455653.00 D Common Stock 2008-03-14 4 S 0 100 48.45 D 2455553.00 D Common Stock 2008-03-14 4 S 0 100 48.46 D 2455453.00 D Common Stock 2008-03-14 4 S 0 100 48.50 D 2455353.00 D Common Stock 2008-03-14 4 S 0 400 48.54 D 2454953.00 D Common Stock 2008-03-14 4 S 0 94 48.55 D 2454859.00 D Common Stock 2008-03-14 4 S 0 100 48.56 D 2454759.00 D Common Stock 2008-03-14 4 S 0 6 48.58 D 2454753.00 D Common Stock 2008-03-14 4 S 0 100 48.60 D 2454653.00 D Common Stock 2008-03-14 4 S 0 200 48.61 D 2454453.00 D Common Stock 2008-03-14 4 S 0 100 48.62 D 2454353.00 D Common Stock 2008-03-14 4 S 0 200 48.65 D 2454153.00 D Common Stock 2008-03-14 4 S 0 100 48.65 D 2454053.00 D Common Stock 107502.00 I By Fairbank Morris This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. /s/ John G. Finneran, Jr. (POA) on file for Richard D. Fairbank 2008-03-18 -----END PRIVACY-ENHANCED MESSAGE-----