-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fn7JlTcjiKP5wN/MW1AT2PCuq0HERk1dsLxvpLlqbzUQsHX30x/i3N18I9oH15eZ f0hwimUTu+KEElBeAU7Jsg== 0001181431-08-016848.txt : 20080306 0001181431-08-016848.hdr.sgml : 20080306 20080306174230 ACCESSION NUMBER: 0001181431-08-016848 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080305 FILED AS OF DATE: 20080306 DATE AS OF CHANGE: 20080306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 08672110 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 rrd198586.xml FORM 4 X0202 4 2008-03-05 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Chairman, CEO and President Common Stock 2008-03-05 4 S 0 100 45.02 D 2457869.00 D Common Stock 2008-03-05 4 S 0 100 45.03 D 2457769.00 D Common Stock 2008-03-05 4 S 0 100 45.04 D 2457669.00 D Common Stock 2008-03-05 4 S 0 300 45.06 D 2457369.00 D Common Stock 2008-03-05 4 S 0 100 45.07 D 2457269.00 D Common Stock 2008-03-05 4 S 0 100 45.09 D 2457169.00 D Common Stock 2008-03-05 4 S 0 100 45.11 D 2457069.00 D Common Stock 2008-03-05 4 S 0 100 45.12 D 2456969.00 D Common Stock 2008-03-05 4 S 0 100 45.13 D 2456869.00 D Common Stock 2008-03-05 4 S 0 200 45.14 D 2456669.00 D Common Stock 2008-03-05 4 S 0 100 45.15 D 2456569.00 D Common Stock 2008-03-05 4 S 0 100 45.16 D 2456469.00 D Common Stock 2008-03-05 4 S 0 100 45.17 D 2456369.00 D Common Stock 2008-03-05 4 S 0 200 45.18 D 2456169.00 D Common Stock 2008-03-05 4 S 0 300 45.19 D 2455869.00 D Common Stock 2008-03-05 4 S 0 100 45.20 D 2455769.00 D Common Stock 2008-03-05 4 S 0 100 45.22 D 2455669.00 D Common Stock 2008-03-05 4 S 0 100 45.26 D 2455569.00 D Common Stock 2008-03-05 4 S 0 100 45.29 D 2455469.00 D Common Stock 2008-03-05 4 S 0 100 45.33 D 2455369.00 D Common Stock 2008-03-05 4 S 0 100 45.44 D 2455269.00 D Common Stock 2008-03-05 4 S 0 100 45.45 D 2455169.00 D Common Stock 2008-03-05 4 S 0 100 45.48 D 2455069.00 D Common Stock 2008-03-05 4 S 0 100 45.52 D 2454969.00 D Common Stock 2008-03-05 4 S 0 300 45.54 D 2454669.00 D Common Stock 2008-03-05 4 S 0 100 45.57 D 2454569.00 D Common Stock 2008-03-05 4 S 0 100 45.59 D 2454469.00 D Common Stock 2008-03-05 4 S 0 100 45.62 D 2454369.00 D Common Stock 107502.00 I By Fairbank Morris This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. "Form 3 of 4" /s/ Tangela S. Richter (POA) on file for Richard D. Fairbank 2008-03-06 -----END PRIVACY-ENHANCED MESSAGE-----