-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RcM3bAoPe+HuDpIVeeZgyQKy/RZg/CNecIsMxKoqRyUpmFeZtkjs/QCjm96YbPak zDlBXt21TUImem41OZDdQg== 0001181431-08-016838.txt : 20080306 0001181431-08-016838.hdr.sgml : 20080306 20080306173550 ACCESSION NUMBER: 0001181431-08-016838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080304 FILED AS OF DATE: 20080306 DATE AS OF CHANGE: 20080306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 08672071 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 rrd198580.xml FORM 4 X0202 4 2008-03-04 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Chairman, CEO and President Common Stock 2008-03-04 4 S 0 100 43.98 D 2462303.00 D Common Stock 2008-03-04 4 S 0 200 44.00 D 2462103.00 D Common Stock 2008-03-04 4 S 0 100 44.04 D 2462003.00 D Common Stock 2008-03-04 4 S 0 100 44.10 D 2461903.00 D Common Stock 2008-03-04 4 S 0 100 44.12 D 2461803.00 D Common Stock 2008-03-04 4 S 0 100 44.15 D 2461703.00 D Common Stock 2008-03-04 4 S 0 100 44.21 D 2461603.00 D Common Stock 2008-03-04 4 S 0 200 44.24 D 2461403.00 D Common Stock 2008-03-04 4 S 0 100 44.25 D 2461303.00 D Common Stock 2008-03-04 4 S 0 100 44.26 D 2461203.00 D Common Stock 2008-03-04 4 S 0 100 44.27 D 2461103.00 D Common Stock 2008-03-04 4 S 0 100 44.29 D 2461003.00 D Common Stock 2008-03-04 4 S 0 100 44.30 D 2460903.00 D Common Stock 2008-03-04 4 S 0 100 44.31 D 2460803.00 D Common Stock 2008-03-04 4 S 0 300 44.32 D 2460503.00 D Common Stock 2008-03-04 4 S 0 100 44.33 D 2460403.00 D Common Stock 2008-03-04 4 S 0 100 44.34 D 2460303.00 D Common Stock 2008-03-04 4 S 0 200 44.36 D 2460103.00 D Common Stock 2008-03-04 4 S 0 100 44.37 D 2460003.00 D Common Stock 2008-03-04 4 S 0 200 44.41 D 2459803.00 D Common Stock 2008-03-04 4 S 0 100 44.42 D 2459703.00 D Common Stock 2008-03-04 4 S 0 200 44.45 D 2459503.00 D Common Stock 2008-03-04 4 S 0 100 44.46 D 2459403.00 D Common Stock 2008-03-04 4 S 0 100 44.47 D 2459303.00 D Common Stock 2008-03-04 4 S 0 100 44.48 D 2459203.00 D Common Stock 2008-03-04 4 S 0 100 44.49 D 2459103.00 D Common Stock 2008-03-04 4 S 0 100 44.50 D 2459003.00 D Common Stock 2008-03-04 4 S 0 100 44.52 D 2458903.00 D Common Stock 107502.00 I By Fairbank Morris This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. "Form 2 of 4" /s/ Tangela S. Richter (POA) on file for Richard D. Fairbank 2008-03-06 -----END PRIVACY-ENHANCED MESSAGE-----