-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HWIVKqJllqWeXWBdnKsexyTTrge83fReL546zx2YDNVQmRjK/6nQ0WawGu+D1smD b/dv8MYQ1xlJXPq0oecgSQ== 0001181431-08-014979.txt : 20080229 0001181431-08-014979.hdr.sgml : 20080229 20080229182725 ACCESSION NUMBER: 0001181431-08-014979 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080227 FILED AS OF DATE: 20080229 DATE AS OF CHANGE: 20080229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 08657439 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 rrd197512.xml FORM 4 X0202 4 2008-02-27 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Chairman, CEO and President Common Stock 2008-02-27 4 S 0 100 49.66 D 2461669.00 D Common Stock 2008-02-27 4 S 0 100 49.67 D 2461569.00 D Common Stock 2008-02-27 4 S 0 100 49.68 D 2461469.00 D Common Stock 2008-02-27 4 S 0 300 49.69 D 2461169.00 D Common Stock 2008-02-27 4 S 0 300 49.70 D 2460869.00 D Common Stock 2008-02-27 4 S 0 100 49.72 D 2460769.00 D Common Stock 2008-02-27 4 S 0 500 49.73 D 2460269.00 D Common Stock 2008-02-27 4 S 0 200 49.74 D 2460069.00 D Common Stock 2008-02-27 4 S 0 100 49.76 D 2459969.00 D Common Stock 2008-02-27 4 S 0 100 49.78 D 2459869.00 D Common Stock 2008-02-27 4 S 0 200 49.79 D 2459669.00 D Common Stock 2008-02-27 4 S 0 300 49.81 D 2459369.00 D Common Stock 2008-02-27 4 S 0 100 49.82 D 2459269.00 D Common Stock 2008-02-27 4 S 0 200 49.83 D 2459069.00 D Common Stock 2008-02-27 4 S 0 200 49.84 D 2458869.00 D Common Stock 2008-02-27 4 S 0 200 49.85 D 2458669.00 D Common Stock 2008-02-27 4 S 0 204 49.87 D 2458465.00 D Common Stock 2008-02-27 4 S 0 200 49.88 D 2458265.00 D Common Stock 2008-02-27 4 S 0 100 49.89 D 2458165.00 D Common Stock 2008-02-27 4 S 0 200 49.90 D 2457965.00 D Common Stock 2008-02-27 4 S 0 200 49.91 D 2457765.00 D Common Stock 2008-02-27 4 S 0 500 49.92 D 2457265.00 D Common Stock 2008-02-27 4 S 0 400 49.93 D 2456865.00 D Common Stock 2008-02-27 4 S 0 200 49.94 D 2456665.00 D Common Stock 2008-02-27 4 S 0 396 49.95 D 2456269.00 D Common Stock 2008-02-27 4 S 0 100 49.97 D 2456169.00 D Common Stock 2008-02-27 4 S 0 300 49.98 D 2455869.00 D Common Stock 2008-02-27 4 S 0 500 50.00 D 2455369.00 D Common Stock 107502.00 I By Fairbank Morris This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. "Form 2 of 3" /s/ Tangela S. Richter (POA) on file for Richard D. Fairbank 2008-02-29 -----END PRIVACY-ENHANCED MESSAGE-----