-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ImMaJMK9mPIHxU46azlWdX+v3C6W2p9ZsAu9dFge5gx1hv9p9tRknkeCmfdZO+Mg Nk97glTsz1iEY4I4UWsQpw== 0001181431-08-014977.txt : 20080229 0001181431-08-014977.hdr.sgml : 20080229 20080229182632 ACCESSION NUMBER: 0001181431-08-014977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080227 FILED AS OF DATE: 20080229 DATE AS OF CHANGE: 20080229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 08657438 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 rrd197511.xml FORM 4 X0202 4 2008-02-27 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Chairman, CEO and President Common Stock 2008-02-27 4 M 0 14634 33.77 A 2465703.00 D Common Stock 2008-02-27 4 S 0 100 48.75 D 2465603.00 D Common Stock 2008-02-27 4 S 0 100 48.86 D 2465503.00 D Common Stock 2008-02-27 4 S 0 100 48.92 D 2465403.00 D Common Stock 2008-02-27 4 S 0 100 48.94 D 2465303.00 D Common Stock 2008-02-27 4 S 0 500 49.00 D 2464803.00 D Common Stock 2008-02-27 4 S 0 200 49.02 D 2464603.00 D Common Stock 2008-02-27 4 S 0 100 49.07 D 2464503.00 D Common Stock 2008-02-27 4 S 0 100 49.19 D 2464403.00 D Common Stock 2008-02-27 4 S 0 100 49.21 D 2464303.00 D Common Stock 2008-02-27 4 S 0 100 49.25 D 2464203.00 D Common Stock 2008-02-27 4 S 0 100 49.28 D 2464103.00 D Common Stock 2008-02-27 4 S 0 100 49.31 D 2464003.00 D Common Stock 2008-02-27 4 S 0 100 49.34 D 2463903.00 D Common Stock 2008-02-27 4 S 0 100 49.36 D 2463803.00 D Common Stock 2008-02-27 4 S 0 100 49.38 D 2463703.00 D Common Stock 2008-02-27 4 S 0 100 49.41 D 2463603.00 D Common Stock 2008-02-27 4 S 0 100 49.44 D 2463503.00 D Common Stock 2008-02-27 4 S 0 100 49.46 D 2463403.00 D Common Stock 2008-02-27 4 S 0 200 49.48 D 2463203.00 D Common Stock 2008-02-27 4 S 0 200 49.50 D 2463003.00 D Common Stock 2008-02-27 4 S 0 200 49.52 D 2462803.00 D Common Stock 2008-02-27 4 S 0 100 49.53 D 2462703.00 D Common Stock 2008-02-27 4 S 0 300 49.54 D 2462403.00 D Common Stock 2008-02-27 4 S 0 100 49.57 D 2462303.00 D Common Stock 2008-02-27 4 S 0 100 49.59 D 2462203.00 D Common Stock 2008-02-27 4 S 0 100 49.62 D 2462103.00 D Common Stock 2008-02-27 4 S 0 334 49.65 D 2461769.00 D Common Stock 107502.00 I By Fairbank Morris Employee Stock Option (Right to Buy) 33.77 2008-02-27 4 M 0 14634 0 D 2008-06-10 COF 14634 936588 D This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. This option was subject to and received stockholder approval on April 29, 1999, and the performance-based vesting criteria of the option was satisfied on September 11, 2000, the date on which the fair market value of the common stock reached and remained at or above $58.33 for at least ten trading days in any 30 calendar-day period. This requirement had to be satisfied on or before June 11, 2001. "Form 1 of 3" /s/ Tangela S. Richter (POA) on file for Richard D. Fairbank 2008-02-29 -----END PRIVACY-ENHANCED MESSAGE-----