-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GlHqz+hOC4fTeUr7m4/BXkABvI9OqGnklA/gLn2XwX7tIyVScwZ3SEclyVNYUq4r vPr9fPcrkI4ptu2hG5UYuw== 0001181431-07-051625.txt : 20070810 0001181431-07-051625.hdr.sgml : 20070810 20070810164348 ACCESSION NUMBER: 0001181431-07-051625 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070808 FILED AS OF DATE: 20070810 DATE AS OF CHANGE: 20070810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 071045879 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 rrd169077.xml FORM 4 X0202 4 2007-08-08 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Chairman, CEO and President Common Stock 2007-08-08 4 S 0 100.00 71.79 D 2211031.00 D Common Stock 2007-08-08 4 S 0 200.00 71.80 D 2210831.00 D Common Stock 2007-08-08 4 S 0 100.00 71.83 D 2210731.00 D Common Stock 2007-08-08 4 S 0 100.00 71.84 D 2210631.00 D Common Stock 2007-08-08 4 S 0 300.00 71.85 D 2210331.00 D Common Stock 2007-08-08 4 S 0 100.00 71.86 D 2210231.00 D Common Stock 2007-08-08 4 S 0 100.00 71.90 D 2210131.00 D Common Stock 2007-08-08 4 S 0 100.00 71.91 D 2210031.00 D Common Stock 2007-08-08 4 S 0 100.00 71.92 D 2209931.00 D Common Stock 2007-08-08 4 S 0 200.00 71.95 D 2209731.00 D Common Stock 2007-08-08 4 S 0 200.00 72.03 D 2209531.00 D Common Stock 2007-08-08 4 S 0 100.00 72.05 D 2209431.00 D Common Stock 2007-08-08 4 S 0 100.00 72.07 D 2209331.00 D Common Stock 2007-08-08 4 S 0 100.00 72.08 D 2209231.00 D Common Stock 2007-08-08 4 S 0 100.00 72.09 D 2209131.00 D Common Stock 2007-08-08 4 S 0 100.00 72.11 D 2209031.00 D Common Stock 2007-08-08 4 S 0 100.00 72.16 D 2208931.00 D Common Stock 2007-08-08 4 S 0 200.00 72.17 D 2208731.00 D Common Stock 2007-08-08 4 S 0 200.00 72.30 D 2208531.00 D Common Stock 2007-08-08 4 S 0 100.00 72.34 D 2208431.00 D Common Stock 2007-08-08 4 S 0 100.00 72.36 D 2208331.00 D Common Stock 2007-08-08 4 S 0 100.00 72.37 D 2208231.00 D Common Stock 2007-08-08 4 S 0 100.00 72.38 D 2208131.00 D Common Stock 2007-08-08 4 S 0 200.00 72.39 D 2207931.00 D Common Stock 2007-08-08 4 S 0 200.00 72.40 D 2207731.00 D Common Stock 2007-08-08 4 S 0 100.00 72.42 D 2207631.00 D Common Stock 2007-08-08 4 S 0 100.00 72.43 D 2207531.00 D Common Stock 2007-08-08 4 S 0 100.00 72.44 D 2207431.00 D Common Stock 107502.00 I By Fairbank Morris This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. /s/ Tangela S. Richter (POA) on file for Richard D. Fairbank 2007-08-10 -----END PRIVACY-ENHANCED MESSAGE-----