-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QYeLxQwkmlZCa8OUlcBPoI6fW2EIe7fc6RRJaaZFBa1UUe4IklVwQV7NZTHSWxcT 1flrSsyzyvBr7iXlYJsMow== 0001181431-07-046219.txt : 20070717 0001181431-07-046219.hdr.sgml : 20070717 20070717171818 ACCESSION NUMBER: 0001181431-07-046219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070716 FILED AS OF DATE: 20070717 DATE AS OF CHANGE: 20070717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 07984917 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 rrd166171.xml FORM 4 X0202 4 2007-07-16 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Chairman, CEO and President Common Stock 2007-07-16 4 S 0 100.00 76.07 D 2211077.00 D Common Stock 2007-07-16 4 S 0 100.00 76.08 D 2210977.00 D Common Stock 2007-07-16 4 S 0 300.00 76.09 D 2210677.00 D Common Stock 2007-07-16 4 S 0 300.00 76.10 D 2210377.00 D Common Stock 2007-07-16 4 S 0 500.00 76.11 D 2209877.00 D Common Stock 2007-07-16 4 S 0 500.00 76.12 D 2209377.00 D Common Stock 2007-07-16 4 S 0 100.00 76.13 D 2209277.00 D Common Stock 2007-07-16 4 S 0 200.00 76.14 D 2209077.00 D Common Stock 2007-07-16 4 S 0 300.00 76.15 D 2208777.00 D Common Stock 2007-07-16 4 S 0 39.00 76.16 D 2208738.00 D Common Stock 2007-07-16 4 S 0 100.00 76.17 D 2208638.00 D Common Stock 2007-07-16 4 S 0 300.00 76.19 D 2208338.00 D Common Stock 2007-07-16 4 S 0 100.00 76.23 D 2208238.00 D Common Stock 2007-07-16 4 S 0 100.00 76.24 D 2208138.00 D Common Stock 2007-07-16 4 S 0 100.00 76.27 D 2208038.00 D Common Stock 2007-07-16 4 S 0 100.00 76.31 D 2207938.00 D Common Stock 2007-07-16 4 S 0 100.00 76.38 D 2207838.00 D Common Stock 2007-07-16 4 S 0 100.00 76.39 D 2207738.00 D Common Stock 2007-07-16 4 S 0 100.00 76.40 D 2207638.00 D Common Stock 2007-07-16 4 S 0 200.00 76.44 D 2207438.00 D Common Stock 2007-07-16 4 S 0 200.00 76.45 D 2207238.00 D Common Stock 2007-07-16 4 S 0 100.00 76.49 D 2207138.00 D Common Stock 2007-07-16 4 S 0 200.00 76.50 D 2206938.00 D Common Stock 2007-07-16 4 S 0 100.00 76.51 D 2206838.00 D Common Stock 2007-07-16 4 S 0 200.00 76.52 D 2206638.00 D Common Stock 2007-07-16 4 S 0 100.00 76.53 D 2206538.00 D Common Stock 2007-07-16 4 S 0 100.00 76.56 D 2206438.00 D Common Stock 2007-07-16 4 S 0 100.00 76.71 D 2206338.00 D Common Stock 107502.00 I By Fairbank Morris This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. /s/ Tangela S. Richter (POA) on file for Richard D. Fairbank 2007-07-17 -----END PRIVACY-ENHANCED MESSAGE-----