0000950103-21-019675.txt : 20211213 0000950103-21-019675.hdr.sgml : 20211213 20211213165306 ACCESSION NUMBER: 0000950103-21-019675 CONFORMED SUBMISSION TYPE: 15-12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20211213 DATE AS OF CHANGE: 20211213 EFFECTIVENESS DATE: 20211213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 211488639 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 15-12B 1 dp162065_1512b.htm FORM 15-12B

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number: 001-13300

CAPITAL ONE FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

1680 Capital One Drive, McLean, Virginia 22102, (703) 720-1000
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Depositary Shares, each representing a 1/40th Ownership Interest in a Share of
Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series H
(Title of each class of securities covered by this Form)

Common Stock (par value $.01 per share)

Depositary Shares, each representing a 1/40th Ownership Interest in a Share of
Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I

Depositary Shares, each representing a 1/40th Ownership Interest in a Share of
Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series J

Depositary Shares, each representing a 1/40th Ownership Interest in a Share of
Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K

Depositary Shares, each representing a 1/40th Ownership Interest in a Share of
Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L

Depositary Shares, each representing a 1/40th Ownership Interest in a Share of
Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N

0.800% Senior Notes Due 2024

1.650% Senior Notes Due 2029

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

	Rule 12g-4(a)(1)	☒
	Rule 12g-4(a)(2)	☐
	Rule 12h-3(b)(1)(i)	☒
	Rule 12h-3(b)(1)(ii)	☐
	Rule 15d-6	☐
	Rule 15d-22(b)	☐

Approximate number of holders of record as of the certification or notice date: None

Pursuant to the requirements of the Securities Exchange Act of 1934, Capital One Financial Corporation has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

	CAPITAL ONE FINANCIAL CORPORATION


Date: December 13, 2021	By:	/s/ Matthew W. Cooper
		Matthew W. Cooper
		General Counsel