0000927628-24-000287.txt : 20241021 0000927628-24-000287.hdr.sgml : 20241021 20241021161728 ACCESSION NUMBER: 0000927628-24-000287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241017 FILED AS OF DATE: 20241021 DATE AS OF CHANGE: 20241021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaPrade,III Frank G. CENTRAL INDEX KEY: 0001497948 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 241383687 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wk-form4_1729541841.xml FORM 4 X0508 4 2024-10-17 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001497948 LaPrade,III Frank G. 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 0 1 0 0 Chief Enterprise Srvcs Officer 1 Common Stock 2024-10-17 4 S 0 15751 160 D 44711 D Common Stock 812 I By 401(k) This transaction was executed pursuant to a trading plan entered into by the reporting person on May 14, 2024, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction. /s/ Jason S. Frank (POA on file) 2024-10-21