0000927628-24-000088.txt : 20240220
0000927628-24-000088.hdr.sgml : 20240220
20240220161942
ACCESSION NUMBER: 0000927628-24-000088
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240215
FILED AS OF DATE: 20240220
DATE AS OF CHANGE: 20240220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAIRBANK RICHARD D
CENTRAL INDEX KEY: 0001238032
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 24653603
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wk-form4_1708463954.xml
FORM 4
X0508
4
2024-02-15
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001238032
FAIRBANK RICHARD D
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
1
0
0
Chairman and CEO
0
Common Stock
2024-02-15
4
M
0
17270
0
A
3865688
D
Common Stock
2024-02-15
4
M
0
15196
0
A
3880884
D
Common Stock
2024-02-15
4
D
0
17270
135.66
D
3863614
D
Common Stock
2024-02-15
4
D
0
15196
135.66
D
3848418
D
2021 Restricted Stock Units
0
2024-02-15
4
M
0
17270
0
D
2024-02-15
2024-02-15
Common Stock
17270
0
D
Restricted Stock Units
0
2024-02-15
4
M
0
15196
0
D
2024-02-15
2024-02-15
Common Stock
15196
0
D
On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.
Represents restricted stock units granted on February 4, 2021 for performance year 2020.
Represents restricted stock units granted on February 4, 2021 for performance year 2021.
/s/ Jason S. Frank (POA on file)
2024-02-20