0000927628-24-000088.txt : 20240220 0000927628-24-000088.hdr.sgml : 20240220 20240220161942 ACCESSION NUMBER: 0000927628-24-000088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240215 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 24653603 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wk-form4_1708463954.xml FORM 4 X0508 4 2024-02-15 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Chairman and CEO 0 Common Stock 2024-02-15 4 M 0 17270 0 A 3865688 D Common Stock 2024-02-15 4 M 0 15196 0 A 3880884 D Common Stock 2024-02-15 4 D 0 17270 135.66 D 3863614 D Common Stock 2024-02-15 4 D 0 15196 135.66 D 3848418 D 2021 Restricted Stock Units 0 2024-02-15 4 M 0 17270 0 D 2024-02-15 2024-02-15 Common Stock 17270 0 D Restricted Stock Units 0 2024-02-15 4 M 0 15196 0 D 2024-02-15 2024-02-15 Common Stock 15196 0 D On February 15, 2024, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Represents restricted stock units granted on February 4, 2021 for performance year 2020. Represents restricted stock units granted on February 4, 2021 for performance year 2021. /s/ Jason S. Frank (POA on file) 2024-02-20