0000927628-23-000319.txt : 20231214 0000927628-23-000319.hdr.sgml : 20231214 20231214174437 ACCESSION NUMBER: 0000927628-23-000319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231212 FILED AS OF DATE: 20231214 DATE AS OF CHANGE: 20231214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HACKETT ANN F CENTRAL INDEX KEY: 0001188662 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 231488175 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wk-form4_1702593867.xml FORM 4 X0508 4 2023-12-12 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001188662 HACKETT ANN F 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 0 0 0 1 Common Stock 2023-12-12 4 S 0 2000 120 D 59980 D Common Stock 2023-12-13 4 S 0 2000 125 D 57980 D Common Stock 2023-12-12 4 S 0 2005 120 D 3000 I By Spouse This transaction was executed pursuant to a trading plan entered into by the reporting person on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This transaction was executed pursuant to a trading plan entered into by the reporting person's spouse on August 8, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. /s/ Jason S. Frank (POA on file) 2023-12-14