0000927628-23-000298.txt : 20231103
0000927628-23-000298.hdr.sgml : 20231103
20231103162243
ACCESSION NUMBER: 0000927628-23-000298
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231101
FILED AS OF DATE: 20231103
DATE AS OF CHANGE: 20231103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAIRBANK RICHARD D
CENTRAL INDEX KEY: 0001238032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 231376676
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wk-form4_1699042951.xml
FORM 4
X0508
4
2023-11-01
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001238032
FAIRBANK RICHARD D
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
1
0
0
Chairman and CEO
1
Common Stock
2023-11-01
4
M
0
3891
70.96
A
3852303
D
Common Stock
2023-11-01
4
S
0
3891
101.65
D
3848412
D
Common Stock
2023-11-02
4
M
0
3891
70.96
A
3852303
D
Common Stock
2023-11-02
4
S
0
3891
102
D
3848412
D
Stock Options
70.96
2023-11-01
4
M
0
3891
0
D
2017-02-15
2024-01-29
Common Stock
3891
35015
D
Stock Options
70.96
2023-11-02
4
M
0
3891
0
D
2017-02-15
2024-01-29
Common Stock
3891
31124
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
/s/ Jason S. Frank (POA on file)
2023-11-03