0000927628-22-000248.txt : 20220729
0000927628-22-000248.hdr.sgml : 20220729
20220729161126
ACCESSION NUMBER: 0000927628-22-000248
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220727
FILED AS OF DATE: 20220729
DATE AS OF CHANGE: 20220729
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAIRBANK RICHARD D
CENTRAL INDEX KEY: 0001238032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 221120919
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_165912545445463.xml
FORM 4
X0306
4
2022-07-27
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001238032
FAIRBANK RICHARD D
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
1
0
0
Chairman and CEO
Common Stock
2022-07-27
4
M
0
12538
56.32
A
3771401
D
Common Stock
2022-07-27
4
S
0
12538
107.54
D
3758863
D
Common Stock
2022-07-28
4
M
0
12538
56.32
A
3771401
D
Common Stock
2022-07-28
4
S
0
1678
107.22
D
3769723
D
Common Stock
2022-07-28
4
S
0
7506
108.57
D
3762217
D
Common Stock
2022-07-28
4
S
0
3354
108.99
D
3758863
D
Stock Options
56.32
2022-07-27
4
M
0
12538
0
D
2016-02-10
2023-01-30
Common Stock
12538.0
288371
D
Stock Options
56.32
2022-07-28
4
M
0
12538
0
D
2016-02-10
2023-01-30
Common Stock
12538.0
275833
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on February 9, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.01 to $107.93. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.77 to $107.71. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.86 to $108.84. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.87 to $109.34. Information regarding the number of shares sold at each price will be provided upon request.
/s/ Cleo Belmonte (POA on file)
2022-07-29