0000927628-22-000184.txt : 20220509 0000927628-22-000184.hdr.sgml : 20220509 20220509163340 ACCESSION NUMBER: 0000927628-22-000184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220505 FILED AS OF DATE: 20220509 DATE AS OF CHANGE: 20220509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serra Eileen CENTRAL INDEX KEY: 0001721344 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 22905603 MAIL ADDRESS: STREET 1: 56 TOP GALLANT RD. CITY: STAMFORD STATE: CT ZIP: 06902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wf-form4_165212840055381.xml FORM 4 X0306 4 2022-05-05 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001721344 Serra Eileen 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 0 0 0 Common Stock 2022-05-05 4 A 0 1612 0 A 6156 D Restricted stock unites which vest in their entirety on May 5, 2023 and settle in shares of the Company's common stock upon termination of service as a director. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. /s/ Cleo Belmonte (POA on file) 2022-05-09