0000927628-22-000019.txt : 20220202 0000927628-22-000019.hdr.sgml : 20220202 20220202161041 ACCESSION NUMBER: 0000927628-22-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220131 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blinde Neal CENTRAL INDEX KEY: 0001906015 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 22583722 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wf-form4_164383621512967.xml FORM 4 X0306 4 2022-01-31 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001906015 Blinde Neal 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 0 1 0 0 EC, Commercial Banking Common Stock 2022-01-31 4 A 0 81306 0 A 81330 D Common Stock 2022-01-31 4 A 0 40892 0 A 122222 D Common Stock 2022-01-31 4 A 0 20446 0 A 142668 D 50% of this restricted stock unit award will vest on January 31, 2023, 30% will vest on January 31, 2024, and 20% will vest on January 31, 2025. Each restricted stock unit represents a contingent right to receive one share of Company common stock. This restricted stock unit award will vest in 1/4 increments beginning on January 31, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. This restricted stock unit award will vest in 1/3 increments beginning on January 31, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. /s/ Cleo Belmonte (POA on file) 2022-02-02