0000927628-21-000300.txt : 20211103 0000927628-21-000300.hdr.sgml : 20211103 20211103161223 ACCESSION NUMBER: 0000927628-21-000300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211101 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RASKIND PETER E CENTRAL INDEX KEY: 0001181669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 211375489 MAIL ADDRESS: STREET 1: NATIONAL CITY CORP STREET 2: 1900 EAST NINTH STREET CITY: CLEVELAND STATE: OH ZIP: 44114-3484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wf-form4_163597032876091.xml FORM 4 X0306 4 2021-11-01 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001181669 RASKIND PETER E 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 0 0 0 Common Stock 2021-11-01 4 M 0 2716 45.75 A 28812 D Common Stock 2021-11-01 4 S 0 2716 152.33 D 26096 D Stock Options 45.75 2021-11-01 4 M 0 2716 0 D 2013-01-31 2022-01-30 Common Stock 2716.0 0 D This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. /s/ Cleo Belmonte (POA on file) 2021-11-03