0000927628-21-000219.txt : 20210603 0000927628-21-000219.hdr.sgml : 20210603 20210603161807 ACCESSION NUMBER: 0000927628-21-000219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210601 FILED AS OF DATE: 20210603 DATE AS OF CHANGE: 20210603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHATTUCK MAYO A III CENTRAL INDEX KEY: 0001087426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 21992716 MAIL ADDRESS: STREET 1: C/O GAP, INC. STREET 2: 2 FOLSOM ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wf-form4_162275140957362.xml FORM 4 X0306 4 2021-06-01 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001087426 SHATTUCK MAYO A III 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 0 0 0 Common Stock 2021-06-01 4 M 0 7709 54.07 A 66939 D Common Stock 2021-06-01 4 S 0 4620 164.45 D 62319 D Common Stock 2021-06-01 4 S 0 3089 165.17 D 59230 D Stock Options 54.07 2021-06-01 4 M 0 7709 0 D 2013-05-08 2022-05-07 Common Stock 7709.0 0 D This transaction was executed pursuant to a trading plan entered into by the reporting person on April 29, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.85 to $164.83. Information regarding the number of shares sold at each price will be provided upon request. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $164.90 to $165.59. Information regarding the number of shares sold at each price will be provided upon request. /s/ Cleo Belmonte (POA on file) 2021-06-03