0000927628-21-000214.txt : 20210517 0000927628-21-000214.hdr.sgml : 20210517 20210517161257 ACCESSION NUMBER: 0000927628-21-000214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210513 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wassmer Michael J CENTRAL INDEX KEY: 0001691706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 21930714 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wf-form4_162128235946710.xml FORM 4 X0306 4 2021-05-13 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001691706 Wassmer Michael J 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 0 1 0 0 President, Card Common Stock 2021-05-13 4 S 0 17743 156.27 D 0 I By GRAT Common Stock 65747 D Common Stock 26120 I By 2021 GRAT Common Stock 15 I By Trust The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.22 to $156.34. Information regarding the number of shares sold at each price will be provided upon request. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. On May 10, 2021, the reporting person contributed 26,120 shares of Capital One common stock previously owned directly to a grantor retained annuity trust. /s/ Cleo Belmonte (POA on file) 2021-05-17