0000927628-21-000117.txt : 20210310
0000927628-21-000117.hdr.sgml : 20210310
20210310170933
ACCESSION NUMBER: 0000927628-21-000117
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210308
FILED AS OF DATE: 20210310
DATE AS OF CHANGE: 20210310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sanjiv Yajnik
CENTRAL INDEX KEY: 0001466919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 21730695
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_161541415249602.xml
FORM 4
X0306
4
2021-03-08
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001466919
Sanjiv Yajnik
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
0
1
0
0
President, Financial Services
Common Stock
2021-03-08
4
M
0
28633
63.73
A
111275
D
Common Stock
2021-03-08
4
S
0
47485
130.03
D
63790
D
Stock Options
63.73
2021-03-08
4
M
0
28633
0
D
2026-02-03
Common Stock
28633.0
0
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.07. Information regarding the number of shares sold at each price will be provided upon request.
This option became exercisable in 1/3 increments beginning on February 15, 2017 and annually thereafter.
/s/ Cleo Belmonte (POA on file)
2021-03-10