0000927628-21-000104.txt : 20210302 0000927628-21-000104.hdr.sgml : 20210302 20210302162818 ACCESSION NUMBER: 0000927628-21-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: williams craig a. CENTRAL INDEX KEY: 0001848752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 21704061 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DR. CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wf-form4_161472044539045.xml FORM 4 X0306 4 2021-02-26 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001848752 williams craig a. 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 0 0 0 Common Stock 2021-02-26 4 A 0 375 0 A 541 D Restricted Stock Units which vest in their entirety on February 26, 2022. /s/ Cleo Belmonte (POA on file) 2021-03-02