0000927628-21-000049.txt : 20210208 0000927628-21-000049.hdr.sgml : 20210208 20210208171225 ACCESSION NUMBER: 0000927628-21-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210204 FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hall Sheldon CENTRAL INDEX KEY: 0001748065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 21602419 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wf-form4_161282232561908.xml FORM 4 X0306 4 2021-02-04 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001748065 Hall Sheldon 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 0 1 0 0 Chief Risk Officer Common Stock 2021-02-04 4 A 0 9345 0 A 70038 D Common Stock 2021-02-04 4 A 0 329 0 A 4788 I By Spouse This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2022 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Includes shares acquired by the reporting person's spouse through the Company's Associate Stock Purchase Plan since the last reported transaction. /s/ Cleo Belmonte (POA on file) 2021-02-08