0000927628-21-000049.txt : 20210208
0000927628-21-000049.hdr.sgml : 20210208
20210208171225
ACCESSION NUMBER: 0000927628-21-000049
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210204
FILED AS OF DATE: 20210208
DATE AS OF CHANGE: 20210208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hall Sheldon
CENTRAL INDEX KEY: 0001748065
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 21602419
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_161282232561908.xml
FORM 4
X0306
4
2021-02-04
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001748065
Hall Sheldon
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
0
1
0
0
Chief Risk Officer
Common Stock
2021-02-04
4
A
0
9345
0
A
70038
D
Common Stock
2021-02-04
4
A
0
329
0
A
4788
I
By Spouse
This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2022 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
Includes shares acquired by the reporting person's spouse through the Company's Associate Stock Purchase Plan since the last reported transaction.
/s/ Cleo Belmonte (POA on file)
2021-02-08