0000927628-21-000043.txt : 20210208
0000927628-21-000043.hdr.sgml : 20210208
20210208170952
ACCESSION NUMBER: 0000927628-21-000043
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210204
FILED AS OF DATE: 20210208
DATE AS OF CHANGE: 20210208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wassmer Michael J
CENTRAL INDEX KEY: 0001691706
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 21602385
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_161282217785594.xml
FORM 4
X0306
4
2021-02-04
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001691706
Wassmer Michael J
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
0
1
0
0
President, Card
Common Stock
2021-02-04
4
A
0
12201
0
A
89483
D
Common Stock
15
I
By Trust
Common Stock
17743
I
By GRAT
This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2022 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
/s/ Cleo Belmonte (POA on file)
2021-02-08