0000927628-20-000302.txt : 20201112
0000927628-20-000302.hdr.sgml : 20201112
20201112161750
ACCESSION NUMBER: 0000927628-20-000302
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201109
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alexander Robert M.
CENTRAL INDEX KEY: 0001425374
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 201306953
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_160521584582941.xml
FORM 4
X0306
4
2020-11-09
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001425374
Alexander Robert M.
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
0
1
0
0
Chief Information Officer
Common Stock
2020-11-09
4
M
0
50383
48.28
A
159905
D
Common Stock
2020-11-09
4
S
0
50003
87.75
D
109902
D
Common Stock
2
I
Robert M. Alexander UGMA
Common Stock
100
I
The Alexander Fund
Stock Options
48.28
2020-11-09
4
M
0
50383
0
D
2021-01-25
Common Stock
50383.0
0
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.71 to $88.19. Information regarding the number of shares sold at each price will be provided upon request.
This option became exercisable in 1/3 increments beginning on January 26, 2012 and annually thereafter.
/s/ Cleo Belmonte (POA on file)
2020-11-12