0000927628-20-000281.txt : 20201030
0000927628-20-000281.hdr.sgml : 20201030
20201030163736
ACCESSION NUMBER: 0000927628-20-000281
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201028
FILED AS OF DATE: 20201030
DATE AS OF CHANGE: 20201030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAIRBANK RICHARD D
CENTRAL INDEX KEY: 0001238032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 201277851
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_160409024157952.xml
FORM 4
X0306
4
2020-10-28
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001238032
FAIRBANK RICHARD D
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
1
0
0
Chairman, CEO and President
Common Stock
2020-10-28
4
M
0
40557
48.28
A
3560941
D
Common Stock
2020-10-28
4
S
0
18103
72.09
D
3542838
D
Common Stock
2020-10-28
4
S
0
14652
72.78
D
3528186
D
Common Stock
2020-10-28
4
S
0
400
73.57
D
3527786
D
Common Stock
2020-10-29
4
M
0
40557
48.28
A
3568343
D
Common Stock
2020-10-29
4
S
0
8347
71.23
D
3559996
D
Common Stock
2020-10-29
4
S
0
24653
72.44
D
3535343
D
Common Stock
2020-10-29
4
S
0
275
73.19
D
3535068
D
Stock Options
48.28
2020-10-28
4
M
0
40557
0
D
2014-01-26
2021-01-25
Common Stock
40557.0
486695
D
Stock Options
48.28
2020-10-29
4
M
0
40557
0
D
2014-01-26
2021-01-25
Common Stock
40557.0
446138
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.51 to $72.50. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.51 to $73.37. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.89 to $71.87. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.95 to $72.76. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.11 to $73.26. Information regarding the number of shares sold at each price will be provided upon request.
/s/ Cleo Belmonte (POA on file)
2020-10-30