0000927628-20-000255.txt : 20200818 0000927628-20-000255.hdr.sgml : 20200818 20200818161216 ACCESSION NUMBER: 0000927628-20-000255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200814 FILED AS OF DATE: 20200818 DATE AS OF CHANGE: 20200818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Timothy P CENTRAL INDEX KEY: 0001706865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 201113773 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wf-form4_159778152077315.xml FORM 4 X0306 4 2020-08-14 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001706865 Golden Timothy P 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 0 1 0 0 Controller Common Stock 2020-08-14 4 S 0 5724 69.11 D 7668 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.08 to $69.11. Information regarding the number of shares sold at each price will be provided upon request. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. /s/ Cleo Belmonte (POA on file) 2020-08-18