0000927628-20-000214.txt : 20200609
0000927628-20-000214.hdr.sgml : 20200609
20200609162615
ACCESSION NUMBER: 0000927628-20-000214
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200605
FILED AS OF DATE: 20200609
DATE AS OF CHANGE: 20200609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARNER BRADFORD H
CENTRAL INDEX KEY: 0001195086
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 20952115
MAIL ADDRESS:
STREET 1: FLEETBOSTON FINANCIAL CORP
STREET 2: 100 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_159173435660444.xml
FORM 4
X0306
4
2020-06-05
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001195086
WARNER BRADFORD H
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
0
0
0
Common Stock
2020-06-05
4
M
0
8410
54.07
A
50620
D
Common Stock
2020-06-05
4
S
0
8410
85
D
42210
D
Common Stock
140
I
By Wife
Stock Options
54.07
2020-06-05
4
M
0
8410
0
D
2013-05-08
2022-05-07
Common Stock
8410.0
0
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
/s/ Cleo Belmonte (POA on file)
2020-06-09