0000927628-17-000275.txt : 20171031 0000927628-17-000275.hdr.sgml : 20171031 20171031164603 ACCESSION NUMBER: 0000927628-17-000275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171027 FILED AS OF DATE: 20171031 DATE AS OF CHANGE: 20171031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHATTUCK MAYO A III CENTRAL INDEX KEY: 0001087426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 171166219 MAIL ADDRESS: STREET 1: C/O GAP, INC. STREET 2: 2 FOLSOM ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 4 1 wf-form4_150948274880543.xml FORM 4 X0306 4 2017-10-27 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001087426 SHATTUCK MAYO A III 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 0 0 0 Common Stock 2017-10-27 4 M 0 15663 16.93 A 59613 D Common Stock 2017-10-27 4 M 0 8504 47.29 A 68117 D Common Stock 2017-10-27 4 S 0 24167 92.71 D 43950 D Stock Options 16.93 2017-10-27 4 M 0 15663 0 D 2010-04-23 2019-04-22 Common Stock 15663.0 0 D Stock Options 47.29 2017-10-27 4 M 0 8504 0 D 2009-04-24 2018-04-23 Common Stock 8504.0 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.60 to $92.90. Information regarding the number of shares sold at each price will be provided upon request. Cleo Belmonte (POA on file) 2017-10-31