0000927628-17-000275.txt : 20171031
0000927628-17-000275.hdr.sgml : 20171031
20171031164603
ACCESSION NUMBER: 0000927628-17-000275
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171027
FILED AS OF DATE: 20171031
DATE AS OF CHANGE: 20171031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHATTUCK MAYO A III
CENTRAL INDEX KEY: 0001087426
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 171166219
MAIL ADDRESS:
STREET 1: C/O GAP, INC.
STREET 2: 2 FOLSOM ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_150948274880543.xml
FORM 4
X0306
4
2017-10-27
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001087426
SHATTUCK MAYO A III
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
0
0
0
Common Stock
2017-10-27
4
M
0
15663
16.93
A
59613
D
Common Stock
2017-10-27
4
M
0
8504
47.29
A
68117
D
Common Stock
2017-10-27
4
S
0
24167
92.71
D
43950
D
Stock Options
16.93
2017-10-27
4
M
0
15663
0
D
2010-04-23
2019-04-22
Common Stock
15663.0
0
D
Stock Options
47.29
2017-10-27
4
M
0
8504
0
D
2009-04-24
2018-04-23
Common Stock
8504.0
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.60 to $92.90. Information regarding the number of shares sold at each price will be provided upon request.
Cleo Belmonte (POA on file)
2017-10-31