0000927628-17-000240.txt : 20170727
0000927628-17-000240.hdr.sgml : 20170727
20170727180023
ACCESSION NUMBER: 0000927628-17-000240
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170725
FILED AS OF DATE: 20170727
DATE AS OF CHANGE: 20170727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FAIRBANK RICHARD D
CENTRAL INDEX KEY: 0001238032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 17987310
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
wf-form4_150119280973320.xml
FORM 4
X0306
4
2017-07-25
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001238032
FAIRBANK RICHARD D
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
1
0
0
Chair, CEO and President
Common Stock
2017-07-25
4
M
0
300000
50.99
A
2980556
D
Common Stock
2017-07-25
4
S
0
281712
87.15
D
2698844
D
Common Stock
2017-07-25
4
S
0
18288
87.80
D
2680556
D
Common Stock
2017-07-26
4
M
0
67419
50.99
A
2747975
D
Common Stock
2017-07-26
4
S
0
60537
86.20
D
2687438
D
Common Stock
2017-07-26
4
S
0
6882
86.87
D
2680556
D
Stock Options
50.99
2017-07-25
4
M
0
300000
0
D
2017-12-09
Common Stock
300000.0
67419
D
Stock Options
50.99
2017-07-26
4
M
0
67419
0
D
2017-12-09
Common Stock
67419.0
0
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on November 13, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.69 to $87.67. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.68 to $88.15. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.63 to $86.63. Information regarding the number of shares sold at each price will be provided upon request.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.63 to $87.21. Information regarding the number of shares sold at each price will be provided upon request.
The grant became exercisable in full on December 10, 2010, the third anniversary of the grant date.
Cleo Belmonte (POA on file)
2017-07-27