0000927628-17-000157.txt : 20170320 0000927628-17-000157.hdr.sgml : 20170320 20170320160631 ACCESSION NUMBER: 0000927628-17-000157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170316 FILED AS OF DATE: 20170320 DATE AS OF CHANGE: 20170320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newkirk Christopher T CENTRAL INDEX KEY: 0001691711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 17701475 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 wf-form4_149004037743601.xml FORM 4 X0306 4 2017-03-16 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001691711 Newkirk Christopher T 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 0 1 0 0 Pres., Intl. and Sm. Bus. Card Common Stock 2017-03-16 4 S 0 5238 90.46 D 26364 D This transaction was executed pursuant to a trading plan entered into by the reporting person on February 14, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Cleo Belmonte (POA on file) 2017-03-20