0000927628-17-000021.txt : 20170203
0000927628-17-000021.hdr.sgml : 20170203
20170203164058
ACCESSION NUMBER: 0000927628-17-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170201
FILED AS OF DATE: 20170203
DATE AS OF CHANGE: 20170203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wassmer Michael J
CENTRAL INDEX KEY: 0001691706
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 17572683
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
wf-form4_148615804471322.xml
FORM 4
X0306
4
2017-02-01
0
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001691706
Wassmer Michael J
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
0
1
0
0
President, U.S. Card
Common Stock
2017-02-01
4
M
0
8750
76.79
A
75689
D
Common Stock
2017-02-01
4
S
0
8750
88.10
D
66939
D
Stock Options
76.79
2017-02-01
4
M
0
8750
0
D
2017-03-01
Common Stock
8750.0
0
D
Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
This option became exercisable in 1/3 increments beginning on March 2, 2008 and annually thereafter.
Cleo Belmonte (POA on file)
2017-02-03