0000927628-17-000021.txt : 20170203 0000927628-17-000021.hdr.sgml : 20170203 20170203164058 ACCESSION NUMBER: 0000927628-17-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170201 FILED AS OF DATE: 20170203 DATE AS OF CHANGE: 20170203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wassmer Michael J CENTRAL INDEX KEY: 0001691706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 17572683 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 wf-form4_148615804471322.xml FORM 4 X0306 4 2017-02-01 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001691706 Wassmer Michael J 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 0 1 0 0 President, U.S. Card Common Stock 2017-02-01 4 M 0 8750 76.79 A 75689 D Common Stock 2017-02-01 4 S 0 8750 88.10 D 66939 D Stock Options 76.79 2017-02-01 4 M 0 8750 0 D 2017-03-01 Common Stock 8750.0 0 D Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. This option became exercisable in 1/3 increments beginning on March 2, 2008 and annually thereafter. Cleo Belmonte (POA on file) 2017-02-03