-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ACLo4XNALrIihudWAdACZQj/Esz+RaMDNcyHiYQnQbldzrrIyAI5Kw6XiCpDKpcO SJgD4VztufgZci8G59eVMA== 0000898430-07-002983.txt : 20070816 0000898430-07-002983.hdr.sgml : 20070816 20070816174551 ACCESSION NUMBER: 0000898430-07-002983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070814 FILED AS OF DATE: 20070816 DATE AS OF CHANGE: 20070816 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP CENTRAL INDEX KEY: 0000927628 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 541719854 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE STREET 2: SUITE 1400 CITY: MCLEAN STATE: VA ZIP: 22102 FORMER COMPANY: FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP DATE OF NAME CHANGE: 19940728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRBANK RICHARD D CENTRAL INDEX KEY: 0001238032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13300 FILM NUMBER: 071063399 BUSINESS ADDRESS: STREET 1: CAPITAL ONE FINANICAL CORP STREET 2: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7037201000 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 4 1 rrd169773.xml FORM 4 X0202 4 2007-08-14 0 0000927628 CAPITAL ONE FINANCIAL CORP COF 0001238032 FAIRBANK RICHARD D 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 1 1 0 0 Chairman, CEO and President Common Stock 2007-08-14 4 S 0 100.00 66.15 D 2209931.00 D Common Stock 2007-08-14 4 S 0 100.00 66.16 D 2209831.00 D Common Stock 2007-08-14 4 S 0 400.00 66.17 D 2209431.00 D Common Stock 2007-08-14 4 S 0 100.00 66.18 D 2209331.00 D Common Stock 2007-08-14 4 S 0 100.00 66.20 D 2209231.00 D Common Stock 2007-08-14 4 S 0 100.00 66.23 D 2209131.00 D Common Stock 2007-08-14 4 S 0 200.00 66.24 D 2208931.00 D Common Stock 2007-08-14 4 S 0 100.00 66.25 D 2208831.00 D Common Stock 2007-08-14 4 S 0 100.00 66.27 D 2208731.00 D Common Stock 2007-08-14 4 S 0 100.00 66.30 D 2208631.00 D Common Stock 2007-08-14 4 S 0 100.00 66.34 D 2208531.00 D Common Stock 2007-08-14 4 S 0 300.00 66.35 D 2208231.00 D Common Stock 2007-08-14 4 S 0 100.00 66.39 D 2208131.00 D Common Stock 2007-08-14 4 S 0 100.00 66.40 D 2208031.00 D Common Stock 2007-08-14 4 S 0 200.00 66.47 D 2207831.00 D Common Stock 2007-08-14 4 S 0 100.00 66.50 D 2207731.00 D Common Stock 2007-08-14 4 S 0 300.00 66.52 D 2207431.00 D Common Stock 2007-08-14 4 S 0 300.00 66.53 D 2207131.00 D Common Stock 2007-08-14 4 S 0 300.00 66.54 D 2206831.00 D Common Stock 2007-08-14 4 S 0 100.00 66.55 D 2206731.00 D Common Stock 2007-08-14 4 S 0 100.00 66.59 D 2206631.00 D Common Stock 2007-08-14 4 S 0 100.00 66.60 D 2206531.00 D Common Stock 2007-08-14 4 S 0 100.00 66.61 D 2206431.00 D Common Stock 2007-08-14 4 S 0 100.00 66.65 D 2206331.00 D Common Stock 2007-08-14 4 S 0 100.00 66.66 D 2206231.00 D Common Stock 2007-08-14 4 S 0 100.00 66.68 D 2206131.00 D Common Stock 2007-08-14 4 S 0 100.00 66.70 D 2206031.00 D Common Stock 2007-08-14 4 S 0 100.00 66.71 D 2205931.00 D Common Stock 107502.00 I By Fairbank Morris This transaction was executed pursuant to a trading plan entered into by the Reporting Person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above. /s/ Tangela S. Richter (POA) on file for Richard D. Fairbank 2007-08-16 -----END PRIVACY-ENHANCED MESSAGE-----