0001752724-23-001884.txt : 20230113
0001752724-23-001884.hdr.sgml : 20230113
20230113123251
ACCESSION NUMBER: 0001752724-23-001884
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221031
FILED AS OF DATE: 20230113
DATE AS OF CHANGE: 20230113
EFFECTIVENESS DATE: 20230113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALGER FUNDS II
CENTRAL INDEX KEY: 0000092751
IRS NUMBER: 042451826
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-01743
FILM NUMBER: 23528024
BUSINESS ADDRESS:
STREET 1: 100 PEARL STREET
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 212-806-8833
MAIL ADDRESS:
STREET 1: 100 PEARL STREET
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: SPECTRA FUNDS
DATE OF NAME CHANGE: 20070503
FORMER COMPANY:
FORMER CONFORMED NAME: SPECTRA FUND
DATE OF NAME CHANGE: 20040325
FORMER COMPANY:
FORMER CONFORMED NAME: SPECTRA FUND INC
DATE OF NAME CHANGE: 19920703
0000092751
S000009190
Alger Spectra Fund
C000024978
Alger Spectra Fund Class A
SPECX
C000068367
Alger Spectra Fund Class C
ASPCX
C000068368
Alger Spectra Fund Class I
ASPIX
C000095102
Alger Spectra Fund Class Z
ASPZX
C000206605
Alger Spectra Fund Class Y
0000092751
S000014607
Alger Responsible Investing Fund
C000039961
Alger Responsible Investing Fund Class A
SPEGX
C000068369
Alger Responsible Investing Fund Class C
AGFCX
C000068370
Alger Responsible Investing Fund Class I
AGIFX
C000174226
Alger Responsible Investing Fund Class Z
ALGZX
0000092751
S000026226
Alger Dynamic Opportunities Fund
C000078761
Alger Dynamic Opportunities Fund Class A
SPEDX
C000095104
Alger Dynamic Opportunities Fund Class Z
ADOZX
C000098121
Alger Dynamic Opportunities Fund Class C
ADOCX
0000092751
S000030688
Alger Emerging Markets Fund
C000095099
Alger Emerging Markets Fund Class A
AAEMX
C000095100
Alger Emerging Markets Fund Class C
ACEMX
C000095101
Alger Emerging Markets Fund Class I
AIEMX
C000138115
Alger Emerging Markets Fund Class Z
AZEMX
N-CEN
1
primary_doc.xml
X0404
N-CEN
LIVE
0000092751
XXXXXXXX
811-01743
true
false
false
N-1A
true
ALGER FUNDS II
811-01743
0000092751
5493000SDHVJHP1Z8450
100 Pearl Street
New York
10004-6030
US-NY
US
212-806-8800
Fred Alger Management, LLC
100 Pearl Street
New York
10004-6030
212-806-8800
Records related to its functions as advisor, administrator, and shareholder servicing agent
UMB Fund Services, Inc
235 W. Galena Street
Milwaukee
53212-3948
414-299-2000
Records related to its functions as transfer agent
BROWN BROTHERS HARRIMAN & CO.
50 Post Office Square
BOSTON
02110-1548
617-772-1818
Records related to its functions as custodian and accounting agent
Weatherbie Capital, LLC
265 Franklin Street
Boston
02110-3158
617-951-2550
Records related to its functions as sub-advisor
Fred Alger & Company, LLC
100 Pearl Street
New York
10004-6030
212-806-8800
Records related to its functions as distributor
N
N
N-1A
4
Y
Charles F. Baird
004827821
N
Roger P. Cheever
N/A
N
Stephen E. O'Neil
N/A
N
Hilary M. Alger
001164468
Y
Nathan E. Saint-Amand M.D.
N/A
N
David Rosenberg
N/A
N
Tina Payne
005391957
100 Pearl Street
New York
10004-6030
XXXXXX
N
N
N
N
N
N
FRED ALGER & COMPANY, LLC
008-15900
000005300
549300RNUBAZ7ALEZI84
Y
N
Deloitte & Touche LLP
34
549300FJV7IV1ZHGAV28
N
N
N
N
N
N
N
Alger Spectra Fund
S000009190
549300CD0R22M1E4GK83
N
5
0
0
N/A
N
N
Y
N
N/A
0.00000000
0.00000000
Rule 22d-1 (17 CFR 270.22d-1)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17e-1 (17 CFR 270.17e-1)
Y
Y
Y
N
Fred Alger Management, LLC
801-6709
000106750
549300TITGLG7BXCGB39
N
UMB Fund Services, Inc.
084-05792
N/A
N
N
N
Refinitiv US LLC
213800HQORQAP68CJJ04
N
N
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), HELSINKI BRANCH
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK PLC
MP6I5ZYZBEU3UXPYFY54
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANCO BILBAO VIZCAYA ARGENTARIA SA
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
UBS SWITZERLAND AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - INDIA BRANCH
2HI3YI5320L3RW6NJ957
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES
549300WCGB70D06XZS54
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG
7LTWFZYICNSX8D621K86
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CACEIS BANK
96950023SCR9X9F3L662
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES - MILAN BRANCH
549300WCGB70D06XZS54
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK PLC
MP6I5ZYZBEU3UXPYFY54
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - THAILAND BRANCH
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (HONG KONG) LIMITED FOR STANDARD CHARTERED BANK
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG BANK, LTD.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED - KOREA BRANCH
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UNICREDIT BANK AUSTRIA AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC)
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., SAO PAULO
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A.- JAKARTA BRANCH
E57ODZWZ7FF32TWEFA76
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), DANMARK BRANCH
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES
549300WCGB70D06XZS54
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
FRED ALGER MANAGEMENT, LLC
549300TITGLG7BXCGB39
Y
N
UMB Fund Services, Inc.
084-05792
SEC file number
N
Y
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
Y
FRED ALGER MANAGEMENT, LLC
549300TITGLG7BXCGB39
Y
N
N
Fred Alger & Company, LLC
008-15900
000005300
549300RNUBAZ7ALEZI84
2100702.00000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
797885.31000000
BNY MELLON CAPITAL MARKETS, LLC
008-35255
000017454
VJW2DOOHGDT6PR0ZRO63
1034537.44000000
Wells Fargo Securities LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
352765.91000000
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
327438.91
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
008-21025
000007749
549300Y8YMXR5LZ07B04
CA
733044.40000000
Piper Sandler LTD.
N/A
000163758
2138008LHD1TOYE4JE90
GB
941604.74000000
STIFEL, NICOLAUS & COMPANY, INCORPORATED
008-01447
000000793
5WUVMA08EYG4KEUPW589
313916.00000000
Fred Alger & Company, LLC
008-15900
000005300
549300RNUBAZ7ALEZI84
2100702.41000000
Bay Crest Partners, LLC
008-48931
000039944
549300CTRRO8C3BU3H64
750751.69000000
Goldman Sachs & Co, LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
694278.39000000
10994716.77000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
5122624.00000000
Goldman Sachs & Co, LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
115899.00000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
977200.00000000
Piper Sandler LTD.
N/A
000163758
2138008LHD1TOYE4JE90
GB
914982.00000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
163956.00000000
7294661.00000000
Y
5643099740.8400000
N
N
Alger Dynamic Opportunities Fund
S000026226
549300EEP2NZIG7ZPS25
N
3
0
0
N/A
N
N
Y
N
N/A
0.00000000
0.00000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 18f-4 (17 CFR 270.18f-4)
Rule 17e-1 (17 CFR 270.17e-1)
Y
Y
Y
Y
Fred Alger Management, LLC
801-6709
000106750
549300TITGLG7BXCGB39
N
Weatherbie Capital, LLC
801-50672
000105991
N/A
Y
N
UMB Fund Services, Inc.
084-05792
N/A
N
N
N
Refinitiv US LLC
213800HQORQAP68CJJ04
N
N
RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC)
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES
549300WCGB70D06XZS54
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK HANDLOWY W WARSZAWIE SA (BHW) FOR CITIBANK NA
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), HELSINKI BRANCH
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CACEIS BANK
96950023SCR9X9F3L662
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - INDIA BRANCH
2HI3YI5320L3RW6NJ957
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC CONTINENTAL EUROPE, GREECE FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
F0HUI1NY1AZMJMD8LP67
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A.- JAKARTA BRANCH
E57ODZWZ7FF32TWEFA76
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), DANMARK BRANCH
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK, JOHANNESBURG BRANCH
RILFO74KP1CM8P6PCT96
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - NEW ZEALAND BRANCH
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - PHILIPPINE BRANCH
2HI3YI5320L3RW6NJ957
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANCO NACIONAL DE MEXICO, SA (BANAMEX) FOR CITIBANK, N.A.
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS BANK LTD (DBS)
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES - MILAN BRANCH
549300WCGB70D06XZS54
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED - KOREA BRANCH
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK PLC
MP6I5ZYZBEU3UXPYFY54
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UBS SWITZERLAND AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - THAILAND BRANCH
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., SAO PAULO
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
MUFG BANK, LTD.
C3GTMMZIHMY46P4OIX74
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES
549300WCGB70D06XZS54
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (HONG KONG) LIMITED FOR STANDARD CHARTERED BANK
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANCO BILBAO VIZCAYA ARGENTARIA SA
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), OSLO BRANCH
F3JS33DEI6XQ4ZBPTN86
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG
7LTWFZYICNSX8D621K86
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK PLC
MP6I5ZYZBEU3UXPYFY54
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
UMB Fund Services, Inc.
084-05792
SEC file number
N
Y
FRED ALGER MANAGEMENT, LLC
549300TITGLG7BXCGB39
Y
N
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
Y
FRED ALGER MANAGEMENT, LLC
549300TITGLG7BXCGB39
Y
N
N
Fred Alger & Company, LLC
008-15900
000005300
549300RNUBAZ7ALEZI84
370515.00000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
294985.23000000
STIFEL, NICOLAUS & COMPANY, INCORPORATED
008-01447
000000793
5WUVMA08EYG4KEUPW589
171360.99000000
ROYAL BANK OF CANADA
N/A
000031194
ES7IP3U3RHIGC71XBU11
CA
609475.70
FIDELITY MANAGEMENT & RESEARCH COMPANY
N/A
000108281
5493001Z012YSB2A0K51
91407.40000000
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
008-21025
000007749
549300Y8YMXR5LZ07B04
CA
168762.86000000
BNY MELLON CAPITAL MARKETS, LLC
008-35255
000017454
VJW2DOOHGDT6PR0ZRO63
200974.10
Piper Sandler LTD.
N/A
000163758
2138008LHD1TOYE4JE90
GB
185459.62000000
Goldman Sachs & Co, LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
169329.20000000
Fred Alger & Company, LLC
008-15900
000005300
549300RNUBAZ7ALEZI84
370514.57000000
Wells Fargo Securities LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
97644.47000000
3435947.29000000
Brown Brothers Harriman & Co.
008-69731
000282732
5493006KMX1VFTPYPW14
5592148.00000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
8352.00000000
BNP Paribas Securities Corp.
008-32682
000015794
RCNB6OTYUAMMP879YW96
5044958.00000000
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
3415.00000000
BARCLAYS CAPITAL INC.
008-41342
000019714
AC28XWWI3WIBK2824319
2197631.00000000
Goldman Sachs & Co, LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
272187252.00000000
285033756.00000000
Y
664245978.38000000
N
N
Alger Responsible Investing Fund
S000014607
5493005X2JPPALR9LC12
N
4
0
0
N/A
N
N
Y
N
N/A
0.00000000
0.00000000
Rule 18f-4 (17 CFR 270.18f-4)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17e-1 (17 CFR 270.17e-1)
Rule 22d-1 (17 CFR 270.22d-1)
Y
Y
Y
N
Fred Alger Management, LLC
801-6709
000106750
549300TITGLG7BXCGB39
N
UMB Fund Services, Inc.
084-05792
N/A
N
N
N
Refinitiv US LLC
213800HQORQAP68CJJ04
N
N
UBS SWITZERLAND AG
549300WOIFUSNYH0FL22
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES
549300WCGB70D06XZS54
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), HELSINKI BRANCH
F3JS33DEI6XQ4ZBPTN86
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A.- JAKARTA BRANCH
E57ODZWZ7FF32TWEFA76
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - THAILAND BRANCH
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., SAO PAULO
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES - MILAN BRANCH
549300WCGB70D06XZS54
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC)
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK PLC
MP6I5ZYZBEU3UXPYFY54
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANCO BILBAO VIZCAYA ARGENTARIA SA
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
CACEIS BANK
96950023SCR9X9F3L662
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), DANMARK BRANCH
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES
549300WCGB70D06XZS54
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UNICREDIT BANK AUSTRIA AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
UMB Fund Services, Inc.
084-05792
SEC file number
N
Y
FRED ALGER MANAGEMENT, LLC
549300TITGLG7BXCGB39
Y
N
N
FRED ALGER MANAGEMENT, LLC
549300TITGLG7BXCGB39
Y
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
Y
N
Fred Alger & Company, LLC
008-15900
000005300
549300RNUBAZ7ALEZI84
3674.00000000
STRATEGAS SECURITIES, LLC
008-68138
000149326
254900D5NQ2O9DJLKH96
428.18000000
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
008-21025
000007749
549300Y8YMXR5LZ07B04
CA
290.24000000
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
337.79000000
Piper Sandler LTD.
N/A
000163758
2138008LHD1TOYE4JE90
GB
507.89000000
JONESTRADING INSTITUTIONAL SERVICES
008-26089
000006888
2138008JJ5PA8H5UIL69
461.66000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
58.10000000
Wells Fargo Securities LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
331.16000000
BTIG, LLC
008-65473
000122225
549300GTG9PL6WO3EC51
431.81000000
ABEL NOSER, L.L.C.
008-69809
000284714
549300UQY3DBDP2Y2N55
121.38000000
Fred Alger & Company, LLC
008-15900
000005300
549300RNUBAZ7ALEZI84
3674.25000000
6687.71000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
555.00000000
Goldman Sachs & Co, LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
15176.00000000
15731.00000000
Y
82189304.29000000
N
N
N
Alger Emerging Markets Fund
S000030688
549300XAPN67LUDSNJ86
N
4
0
0
N/A
N
N
Y
N
N/A
0.00000000
0.00000000
Rule 18f-4 (17 CFR 270.18f-4)
Rule 17e-1 (17 CFR 270.17e-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 22d-1 (17 CFR 270.22d-1)
Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4))
Y
Y
Y
N
Fred Alger Management, LLC
801-6709
000106750
549300TITGLG7BXCGB39
N
UMB Fund Services, Inc.
084-05792
N/A
N
N
N
Refinitiv US LLC
213800HQORQAP68CJJ04
N
N
CITIBANK, N.A.- CAIRO BRANCH
E57ODZWZ7FF32TWEFA76
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC SAUDI ARABIA AND THE SAUDI BRITISH BANK (SABB) FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
558600MV09XWUB38H245
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK HANDLOWY W WARSZAWIE SA (BHW) FOR CITIBANK NA
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK (TAIWAN) LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
549300SG184IVNYDMN03
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - INDIA BRANCH
2HI3YI5320L3RW6NJ957
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES
549300WCGB70D06XZS54
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., SAO PAULO
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - THAILAND BRANCH
2HI3YI5320L3RW6NJ957
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK EUROPE PLC, ORGANIZACNI SLOZKA FOR CITIBANK, N.A.
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK MIDDLE EAST LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
549300F99IL9YJDWH369
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK (CHINA) COMPANY LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UNICREDIT BANK HUNGARY ZRT FOR UNICREDIT BANK HUNGARY ZRT AND UNICREDIT S.P.A.
Y28RT6GGYJ696PMW8T44
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK, JOHANNESBURG BRANCH
RILFO74KP1CM8P6PCT96
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK PLC
MP6I5ZYZBEU3UXPYFY54
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITITRUST COLOMBIA S.A., SOCIEDAD FIDUCIARIA FOR CITIBANK, N.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (HONG KONG) LIMITED FOR STANDARD CHARTERED BANK
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED - KOREA BRANCH
2HI3YI5320L3RW6NJ957
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DBS BANK LTD (DBS)
ATUEL7OJR5057F2PV266
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK MALAYSIA BERHAD (HBMB) FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
P3RPN9OJFCXUPJWB1Q09
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO CITIBANK FOR CITIBANK, N.A.
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - PHILIPPINE BRANCH
2HI3YI5320L3RW6NJ957
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK ANONIM SIRKETI FOR CITIBANK, N.A.
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC CONTINENTAL EUROPE, GREECE FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
F0HUI1NY1AZMJMD8LP67
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
2HI3YI5320L3RW6NJ957
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK DEL PERU S.A. FOR CITIBANK, N.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANCO DE CHILE FOR CITIBANK, N.A.
8B4EZFY8IHJC44TT2K84
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK MIDDLE EAST LTD - QATAR BRANCH FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
549300F99IL9YJDWH369
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANCO NACIONAL DE MEXICO, SA (BANAMEX) FOR CITIBANK, N.A.
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK MAGHREB FOR CITIBANK, N.A.
5493003FVWLMBFTISI11
MA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A.- JAKARTA BRANCH
E57ODZWZ7FF32TWEFA76
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
DEUTSCHE BANK AG
7LTWFZYICNSX8D621K86
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES
549300WCGB70D06XZS54
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC)
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK (VIETNAM) LTD. FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
213800H95OG9OHRT4Y78
VN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
UMB Fund Services, Inc.
084-05792
SEC file number
N
Y
FRED ALGER MANAGEMENT, LLC
549300TITGLG7BXCGB39
Y
N
N
FRED ALGER MANAGEMENT, LLC
549300TITGLG7BXCGB39
Y
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
Y
N
Fred Alger & Company, LLC
008-15900
000005300
549300RNUBAZ7ALEZI84
269.00000000
J.P. MORGAN SECURITIES LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
2102.77000000
BANCO PACTUAL
N/A
N/A
ZXLTQRYIK6IJH3R0IK66
BR
14334.28000000
Fubon Securities Co., Ltd
N/A
N/A
549300EJ4LLD8X4NZA12
TW
4900.73
CREDIT LYONNAIS
N/A
N/A
9695009F5UPB9IITI298
FR
75531.43
KOTAK MAHINDRA, INC.
008-51740
000047251
254900P143OQOZDAIL33
13403.03000000
BNY MELLON CAPITAL MARKETS, LLC
008-35255
000017454
VJW2DOOHGDT6PR0ZRO63
2453.87000000
CREDIT SUISSE SECURITIES (USA) LLC
008-00422
000000816
1V8Y6QCX6YMJ2OELII46
6996.03000000
SAMSUNG SECURITIES (AMERICA), INC.
008-50272
000043432
894500606BA4B4TM5W91
2728.96000000
Piper Sandler LTD.
N/A
000163758
2138008LHD1TOYE4JE90
GB
1838.88000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
21472.51000000
155758.45000000
MORGAN STANLEY & CO. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
135000.00000000
135000.00000000
Y
38632575.61
N
N
N
false
false
true
false
false
false
INTERNAL CONTROL RPT
2
Alger_Funds_II.txt
AUDITOR'S LETTER
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the Shareholders and the Board of Trustees of The Alger Funds II:
In planning and performing our audits of the financial statements of The Alger
Funds II (the "Trust"), including the Alger Spectra Fund, Alger Dynamic
Opportunities Fund, Alger Emerging Markets Fund, and Alger Responsible
Investing Fund, as of and for the year ended October 31, 2022, in accordance
with the standards of the Public Company Accounting Oversight Board (United
States) (PCAOB), we considered the Trust's internal control over financial
reporting, including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing our opinion on
the financial statements and to comply with the requirements of Form N-CEN, but
not for the purpose of expressing an opinion on the effectiveness of the
Trust's internal control over financial reporting. Accordingly, we express no
such opinion.
The management of the Trust is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess
the expected benefits and related costs of controls. A trust's internal control
over financial reporting is a process designed to provide reasonable assurance
regarding the reliability of financial reporting and the preparation of
financial statements for external purposes in accordance with generally
accepted accounting principles. A trust's internal control over financial
reporting includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the trust; (2)
provide reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of the trust
are being made only in accordance with authorizations of management and
trustees of the trust; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition, use, or disposition
of a trust's assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over financial reporting
may not prevent or detect misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that controls may
become inadequate because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees, in the
normal course of performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial reporting, such
that there is a reasonable possibility that a material misstatement of the
trust's annual or interim financial statements will not be prevented or
detected on a timely basis.
Our consideration of the Trust's internal control over financial reporting was
for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control that might be
material weaknesses under standards established by the PCAOB. However, we noted
no deficiencies in the Trust's internal control over financial reporting and
its operation, including controls for safeguarding securities, that we consider
to be a material weakness, as defined above, as of October 31, 2022.
This report is intended solely for the information and use of management and
the Board of Trustees of the Trust and the Securities and Exchange Commission
and is not intended to be and should not be used by anyone other than these
specified parties.
Deloitte & Touche LLP
New York, New York
December 23, 2022