-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N/Zt5S4pndo5/cazDQZr0FosSO10aQFaB79Pe05lRl+ZPhwTsRN6+eQsAknCv2Mg e3z98CQr+d3BzQRCq6PYMg== 0000902664-07-000307.txt : 20070206 0000902664-07-000307.hdr.sgml : 20070206 20070206160758 ACCESSION NUMBER: 0000902664-07-000307 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070206 DATE AS OF CHANGE: 20070206 EFFECTIVENESS DATE: 20070206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EOS PARTNERS LP CENTRAL INDEX KEY: 0000927020 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04019 FILM NUMBER: 07584596 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: EOS PARTNERS LP STREET 2: 320 PARK AVENUE 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form13fhr.txt EOS PARTNERS, L.P. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 ---------------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Eos Partners, L.P. -------------------------------------------------- Address: 320 Park Avenue -------------------------------------------------- New York, New York 10022 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-4019 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven M. Friedman -------------------------------------------------- Title: Manager of Eos General, L.L.C., its General Partner -------------------------------------------------- Phone: (212) 832-5800 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Steven M. Friedman New York, New York February 6, 2007 ------------------------ -------------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 70 ------------- 204,517 Form 13F Information Table Value Total: ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------- -------------- ---------- -------- ---------- ---------- -------------------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X $1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------- -------------- ---------- -------- ---------- ---------- ---------- ---------- ----- ------ ---- Aes Corp Common Stock 00130H105 2,160 98,000 SH SOLE 98,000 - ------------------------------------------------------------------------------------------------------------------------------------ APAC Customer Services Inc Common Stock 00185E106 644 171,647 SH SOLE 171,647 - ------------------------------------------------------------------------------------------------------------------------------------ Altria Group Inc Common Stock 02209S103 1,716 20,000 SH SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ American Italian Pasta Co Class A 027070101 137 15,400 SH SOLE 15,400 - ------------------------------------------------------------------------------------------------------------------------------------ Annaly Capital Mgmt Inc Common Stock 035710409 1,739 125,000 SH SOLE 125,000 - ------------------------------------------------------------------------------------------------------------------------------------ Anworth Mortgage Asset Corp Common Stock 037347101 6,562 690,000 SH SOLE 690,000 - ------------------------------------------------------------------------------------------------------------------------------------ Apple Computer Inc Common Stock 037833100 288 3,400 SH SOLE 3,400 - ------------------------------------------------------------------------------------------------------------------------------------ Best Buy Co Inc Common Stock 086516101 738 15,000 SH SOLE 15,000 - ------------------------------------------------------------------------------------------------------------------------------------ Broadcom Corp Class A 111320107 1,131 35,000 SH SOLE 35,000 - ------------------------------------------------------------------------------------------------------------------------------------ CBS Corporation New Class A 124857103 2,029 65,000 SH SOLE 65,000 - ------------------------------------------------------------------------------------------------------------------------------------ Canon Inc ADR 138006309 1,132 20,000 SH SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ Capital One Corp Common Stock 14040H105 1,152 15,000 SH SOLE 15,000 - ------------------------------------------------------------------------------------------------------------------------------------ Capstead Mtg Corp Common Stock 14067E506 5,561 670,000 SH SOLE 670,000 - ------------------------------------------------------------------------------------------------------------------------------------ Caterpillar Inc Del Common Stock 149123101 920 15,000 SH SOLE 15,000 - ------------------------------------------------------------------------------------------------------------------------------------ Chevron Corporation New Common Stock 166764100 1,471 20,000 SH SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ Citigroup Inc Common Stock 172967101 2,507 45,000 SH SOLE 45,000 - ------------------------------------------------------------------------------------------------------------------------------------ Coca-Cola Corp New Common Stock 191216100 3,185 66,000 SH SOLE 66,000 - ------------------------------------------------------------------------------------------------------------------------------------ Comcast Corp New Class A SPL 20030N200 1,780 42,500 SH SOLE 42,500 - ------------------------------------------------------------------------------------------------------------------------------------ Countrywide Financial Corp Common Stock 222372104 849 20,000 SH SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ DR Horton Inc Common Stock 23331A109 795 30,000 SH SOLE 30,000 - ------------------------------------------------------------------------------------------------------------------------------------ Elan Corp Plc ADR 284131208 516 35,000 SH SOLE 35,000 - ------------------------------------------------------------------------------------------------------------------------------------ First Data Corp Common Stock 319963104 255 10,000 SH SOLE 10,000 - ------------------------------------------------------------------------------------------------------------------------------------ Gentek Inc Common Stock New 37245X203 18 534 SH SOLE 534 - ------------------------------------------------------------------------------------------------------------------------------------ Gentiva Health Services Inc Common Stock 37247A102 1,257 65,969 SH SOLE 65,969 - ------------------------------------------------------------------------------------------------------------------------------------ Halliburton Co Common Stock 406216101 2,205 71,000 SH SOLE 71,000 - ------------------------------------------------------------------------------------------------------------------------------------ Home Depot Inc Common Stock 437076102 1,807 45,000 SH SOLE 45,000 - ------------------------------------------------------------------------------------------------------------------------------------ Intel Corp Common Stock 458140100 506 25,000 SH SOLE 25,000 - ------------------------------------------------------------------------------------------------------------------------------------ Ishares Inc MSCI Japan 464286848 5,684 400,000 SH SOLE 400,000 - ------------------------------------------------------------------------------------------------------------------------------------ Ishares Tr MSCI Emerg Mkt 464287234 5,709 50,000 SH SOLE 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ Ishares Tr MSCI EAFE IDX 464287465 5,125 70,000 SH SOLE 70,000 - ------------------------------------------------------------------------------------------------------------------------------------ JP Morgan Chase & Co Common Stock 46625H100 1,449 30,000 SH SOLE 30,000 - ------------------------------------------------------------------------------------------------------------------------------------ Johnson & Johnson Common Stock 478160104 2,674 40,500 SH SOLE 40,500 - ------------------------------------------------------------------------------------------------------------------------------------ Kaiser Aluminum Corp Common Stock 483007704 1,527 27,283 SH SOLE 27,283 - ------------------------------------------------------------------------------------------------------------------------------------ Lennar Corp Class A 526057104 1,574 30,000 SH SOLE 30,000 - ------------------------------------------------------------------------------------------------------------------------------------ Live Nation Inc Common Stock 538034109 927 41,400 SH SOLE 41,400 - ------------------------------------------------------------------------------------------------------------------------------------ Lowes Comp Common Stock 548661107 623 20,000 SH SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ Luminent Mtg Cap Inc Common Stock 550278303 2,764 284,700 SH SOLE 284,700 - ------------------------------------------------------------------------------------------------------------------------------------ MFA Mtg Invts Inc Common Stock 55272X102 508 66,000 SH SOLE 66,000 - ------------------------------------------------------------------------------------------------------------------------------------ Mastercard Inc Class A 57636Q104 98 1,000 SH SOLE 1,000 - ------------------------------------------------------------------------------------------------------------------------------------ Microsoft Corp Common Stock 594918104 1,194 40,000 SH SOLE 40,000 - ------------------------------------------------------------------------------------------------------------------------------------ Morgan Stanley Common Stock New 617446448 814 10,000 SH SOLE 10,000 - ------------------------------------------------------------------------------------------------------------------------------------ NASDAQ 100 TR Unit Ser 1 631100104 1,079 25,000 SH SOLE 25,000 - ------------------------------------------------------------------------------------------------------------------------------------ Newmont Mining Corp Common Stock 651639106 1,129 25,000 SH SOLE 25,000 - ------------------------------------------------------------------------------------------------------------------------------------ News Corp Class B 65248E203 668 30,000 SH SOLE 30,000 - ------------------------------------------------------------------------------------------------------------------------------------ Nexcen Brands Inc Common Stock 653351106 1,301 180,000 SH SOLE 180,000 - ------------------------------------------------------------------------------------------------------------------------------------ Oil Svc Holdrs Tr Call 678002106 350 1,100 SH SOLE 1,100 - ------------------------------------------------------------------------------------------------------------------------------------ Penwest Pharmaceuticals Co Common Stock 709754105 997 60,000 SH SOLE 60,000 - ------------------------------------------------------------------------------------------------------------------------------------ R H Donnelley Corp Common Stock New 74955W307 3,450 55,000 SH SOLE 55,000 - ------------------------------------------------------------------------------------------------------------------------------------ Radio One Inc CL D Non Vtg 75040P405 236 35,000 SH SOLE 35,000 - ------------------------------------------------------------------------------------------------------------------------------------ Reliance Steel & Aluminum Co Common Stock 759509102 1,969 50,000 SH SOLE 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ Ryland Group Inc Common Stock 783764103 1,639 30,000 SH SOLE 30,000 - ------------------------------------------------------------------------------------------------------------------------------------ SPDR TR Unit Ser 1 78462F103 2,124 15,000 SH SOLE 15,000 - ------------------------------------------------------------------------------------------------------------------------------------ Seacor Holdings Inc Common Stock 811904101 3,321 33,500 SH SOLE 33,500 - ------------------------------------------------------------------------------------------------------------------------------------ Semiconductor Hldrs Tr Dep Rcpt 816636203 1,346 40,000 SH SOLE 40,000 - ------------------------------------------------------------------------------------------------------------------------------------ Streettracks Ser Tr Spdr Homebuild 86330E745 336 550 SH SOLE 550 - ------------------------------------------------------------------------------------------------------------------------------------ Symbol Technologies Inc Common Stock 871508107 299 20,000 SH SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ Time Warner Inc Common Stock 887317105 4,901 225,000 SH SOLE 225,000 - ------------------------------------------------------------------------------------------------------------------------------------ Titanium Metals Corp Common Stock New 888339207 590 20,000 SH SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ Toll Brothers Inc Common Stock 889478103 806 25,000 SH SOLE 25,000 - ------------------------------------------------------------------------------------------------------------------------------------ Town Sports Intl Hldgs Inc Common Stock 89214A102 2,060 125,000 SH SOLE 125,000 - ------------------------------------------------------------------------------------------------------------------------------------ Tyco Intl Ltd New Common Stock 902124106 1,794 59,000 SH SOLE 59,000 - ------------------------------------------------------------------------------------------------------------------------------------ United States Oil Fund LP Units 91232N108 1,032 20,000 SH SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ Viacom Inc New Class A 92553P102 820 20,000 SH SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ Verasun Energy Corp Common Stock 92336G106 94,076 4,763,368 SH DEFINED 4,763,368 - ------------------------------------------------------------------------------------------------------------------------------------ Vodafone Group PLC New Sponsored ADR 92857W209 1,094 39,375 SH SOLE 39,375 - ------------------------------------------------------------------------------------------------------------------------------------ Walter Inds Inc Common Stock 93317Q105 541 20,000 SH SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ Westen Un Co Common Stock 959802109 224 10,000 SH SOLE 10,000 - ------------------------------------------------------------------------------------------------------------------------------------ Wyeth Common Stock 983024100 1,018 20,000 SH SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ Marvell Technology Group Ltd ORD G5876H105 1,151 60,000 SH SOLE 60,000 - ------------------------------------------------------------------------------------------------------------------------------------ Teekay Shipping Marshall Isl Common Stock Y8564W103 436 10,000 SH SOLE 10,000 - ------------------------------------------------------------------------------------------------------------------------------------
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