-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wtbj6Gcs/KJ4qpTkc55ge1rmr5zPa0AB+nngQ7j84B9PvWOlPBFx/QN7x3E5uS86 8dqydfUVLve02ls9fHCShw== 0001416894-08-000004.txt : 20080501 0001416894-08-000004.hdr.sgml : 20080501 20080501162034 ACCESSION NUMBER: 0001416894-08-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080430 FILED AS OF DATE: 20080501 DATE AS OF CHANGE: 20080501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHOADES C STEVE CENTRAL INDEX KEY: 0001228905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 08795017 BUSINESS ADDRESS: STREET 1: ADVANCED ENERGY STREET 2: 1625 SHARP POINT CITY: FORT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 FORMER NAME: FORMER CONFORMED NAME: RHOADES CHARLES S DATE OF NAME CHANGE: 20030424 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-04-30 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001228905 RHOADES C STEVE 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 0 1 0 0 Chief Operating Officer Common Stock 2008-04-30 4 M 0 5000 9.12 A 31056.5 D Common Stock 2008-04-30 4 M 0 5000 7.61 A 36056.5 D Common Stock 2008-04-30 4 M 0 1137 7.15 A 37193.5 D Common Stock 2008-04-30 4 S 0 5000 14.00 D 32193.5 D Common Stock 2008-04-30 4 S 0 5000 14.00 D 27193.5 D Common Stock 2008-04-30 4 S 0 837 14.00 D 26356.5 D Common Stock 2008-04-30 4 S 0 300 14.01 D 26056.5 D Common Stock 10000 I By Trust Employee Stock Option 9.12 2008-04-30 4 M 0 5000 0 D 2004-02-12 2013-02-12 Common Stock 0 0 D Employee Stock Option 7.61 2008-04-30 4 M 0 5000 0 D 2004-04-16 2013-04-16 Common Stock 0 0 D Employee Stock Option 7.15 2008-04-30 4 M 0 1137 0 D 2006-01-31 2015-01-31 Common Stock 33622 294513 D Includes 20,875 shares of restricted stock units. Mr. Rhoades has employee stock options (right to buy) for a total of 294,513 shares /s/ John D. Pirnot - Attorney-in-Fact 2008-05-01 -----END PRIVACY-ENHANCED MESSAGE-----