-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AIzFjmhNRZ/GTRPmVY3eGo7Y5TDk+4SfDZU2hcdPV59yajpUzb3v+/nxAya6gKkU x7t117osXMqyaKclJnQmOA== 0001228910-03-000017.txt : 20031107 0001228910-03-000017.hdr.sgml : 20031107 20031107165915 ACCESSION NUMBER: 0001228910-03-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031106 FILED AS OF DATE: 20031107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOVACH JOSEPH P CENTRAL INDEX KEY: 0001228907 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 03985867 BUSINESS ADDRESS: STREET 1: ADVANCED ENERGY STREET 2: 1625 SHARP POINT CITY: FORT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-06 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001228907 KOVACH JOSEPH P 1625 SHARP POINT DRIVE FORT COLLINS CO US 0100VP and CIOCommon Stock2003-11-064M0500017.85A0D< /natureOfOwnership>Common Stock2003-11-064S0500028.037D0DEmp loyee Stock Option (right to buy)17.852003-11-064M050000D2003-07-182012-07-18Common Stock500035000DEmployee Stock Option (right to buy)9.122004-02-122013-02-12Common Stock500040000DEmployee Stock Option (right to buy)7.612004-04-162013-04-16Common Stock500045000DEmployee Stock Option (right to buy)19.242004-07-232013-07-23Common Stock500050000DEmployee Stock Option (right to buy)22.522004-10-152013-10-15Common Stock500055000DStock options dated 07/18/2002, 02/12/2003, 04/16/2003, 07/23/2003 and 10/15/2003 are such that 1/4 of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter.Mr. Kovach has Employee Stock Options (right to buy) for a total of 55,000 shares of Common Stock. Joseph Kovach2003-11-07 -----END PRIVACY-ENHANCED MESSAGE-----