-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IaTyIt2S1KMTOtbUTc43BMqISxiYPQ6+brxVlJXIlEYj6cKEGAjX9nuZ0eV/vQmk cvQ7WtQ4jOEQd1Oz8GGrFw== 0001228910-03-000016.txt : 20031105 0001228910-03-000016.hdr.sgml : 20031105 20031105165803 ACCESSION NUMBER: 0001228910-03-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031104 FILED AS OF DATE: 20031105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECK RICHARD P CENTRAL INDEX KEY: 0001202836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 03980042 BUSINESS ADDRESS: STREET 1: PO BOX 2869 CITY: JACKSON STATE: WY ZIP: 83001 BUSINESS PHONE: 3077320814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-04 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001202836 BECK RICHARD P 1625 SHARP POINT DRIVE FORT COLLINS, CO 80525 1000Common Stock2003-11-044S0500025.2953D88574DCommon Stock200IBy Spouse and a person unrelated to reporting personDirector Stock Option (right to buy)17.852002-07-182012-07-18Common Stock75007500DDirector Stock Option (right to buy)10.672003-05-072013-05-07Common Stock50005000DPer Non-Discretionary Sales Plan - Rule 10b5-1 Sales Plan dated August 6, 2003.The securities are held of record in joint tenancy by the reporting person's spouse and a person unrelated to the reporting person. The reporting person hereby disclaims beneficial ownership of these securities, and the report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 under the Securities and Exchange Act of 1934, as amended or otherwise.The director stock option granted on July 18, 2002 is immediately exercisable as to 2,500 shares of Common Stock and will vest as to 2,500 shares on each of July 18, 2004 and July 18, 2005.The director stock option granted on May 7, 2003 is immediately fully exercisable.Mr. Beck has been granted Director Stock Options (right to buy) totaling 12,500 shares of Common Stock with the above exercise prices and expiration dates.Michael El-Hillow - Attorney-in-Fact2003-11-05 -----END PRIVACY-ENHANCED MESSAGE-----