-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VXP/fRls8sjCXDAV5mOaVa6NuIiG1mEhZWy+Ay4KEHYVk1OrQz2dkTy3PSZSRAZu pWQmOYg82sIuBgHO45/lbg== 0001228899-04-000008.txt : 20040213 0001228899-04-000008.hdr.sgml : 20040213 20040213113045 ACCESSION NUMBER: 0001228899-04-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040211 FILED AS OF DATE: 20040213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHOADES CHARLES S CENTRAL INDEX KEY: 0001228905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 04595877 BUSINESS ADDRESS: STREET 1: ADVANCED ENERGY STREET 2: 1625 SHARP POINT CITY: FORT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-11 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001228905 RHOADES CHARLES S 1625 SHARP POINT DRIVE FORT COLLINS CO US 0 1 0 0 SVP and GM of CSI Common Stock 109 D Employee Stock Option (right to buy) 7.70 2003-10-17 2012-10-17 Common Stock 30000 30000 D Employee Stock Option (right to buy) 14.50 2003-12-11 2012-12-11 Common Stock 10000 40000 D Employee Stock Option (right to buy) 9.12 2004-02-12 2013-02-12 Common Stock 5000 45000 D Employee Stock Option (right to buy) 7.61 2004-04-16 2013-04-16 Common Stock 5000 50000 D Employee Stock Option (right to buy) 19.24 2004-07-23 2013-07-23 Common Stock 5000 55000 D Employee Stock Option (right to buy) 22.52 2004-10-15 2013-10-15 Common Stock 5000 60000 D Employee Stock Option (right to buy) 22.30 2004-02-11 4 A 0 3750 22.30 A 2005-02-11 2014-02-11 Common Stock 3750 63750 D Stock options dated 10/17/2002, 12/11/2002, 02/12/2003, 04/16/2003, 07/23/2003, 10/15/2003 and 2/11/2004 are such that 1/4 of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter. Mr. Rhoades additional Employee Stock Options (right to buy) for a total of 63,750 shares of Common Stock. Michael El-Hillow - Attorney-in-Fact 2004-02-13 -----END PRIVACY-ENHANCED MESSAGE-----