-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AHCKxg7nNw8GuJyjLvhNrAyZ8Q13FNh2X6YQ2Yhwj9qE1nWUxor6EDQISonbdviV A+FBsUfI2pzOnbW4UourLQ== 0001228899-04-000006.txt : 20040213 0001228899-04-000006.hdr.sgml : 20040213 20040213112929 ACCESSION NUMBER: 0001228899-04-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040211 FILED AS OF DATE: 20040213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUILMART JAMES G CENTRAL INDEX KEY: 0001228904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 04595866 BUSINESS ADDRESS: STREET 1: ADVANCED ENERGY STREET 2: 1625 SHARP POINT CITY: FORT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-11 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001228904 GUILMART JAMES G 1625 SHARP POINT DRIVE FORT COLLINS CO US 0 1 0 0 SVP of Customer Operations Common Stock 314 D Employee Stock Option (right to buy) 36.5625 2000-10-13 2009-10-13 Common Stock 10000 10000 D Employee Stock Option (right to buy) 43.6875 2001-01-13 2010-01-13 Common Stock 2000 12000 D Employee Stock Option (right to buy) 60.75 2001-07-13 2010-07-13 Common Stock 25000 37000 D Employee Stock Option (right to buy) 30.1875 2001-10-11 2010-10-11 Common Stock 25000 62000 D Employee Stock Option (right to buy) 26.125 2002-02-07 2011-02-07 Common Stock 4688 66688 D Employee Stock Option (right to buy) 28.55 2002-04-11 2011-04-11 Common Stock 4688 71376 D Employee Stock Option (right to buy) 36.49 2002-05-24 2011-05-24 Common Stock 500 71876 D Employee Stock Option (right to buy) 32.19 2002-07-11 2011-07-11 Common Stock 4687 76563 D Employee Stock Option (right to buy) 18.00 2002-10-10 2011-10-10 Common Stock 4687 81250 D Employee Stock Option (right to buy) 24.90 2003-02-12 2012-02-12 Common Stock 10000 91250 D Employee Stock Option (right to buy) 38.55 2003-04-16 2012-04-16 Common Stock 10000 101250 D Employee Stock Option (right to buy) 17.85 2003-07-18 2012-07-18 Common Stock 10000 111250 D Employee Stock Option (right to buy) 7.70 2003-10-17 2012-10-17 Common Stock 10000 121250 D Employee Stock Option (right to buy) 9.12 2004-02-12 2013-02-12 Common Stock 5000 126250 D Employee Stock Option (right to buy) 7.61 2004-04-16 2013-04-16 Common Stock 5000 131250 D Employee Stock Option (right to buy) 19.24 2004-07-23 2013-07-23 Common Stock 5000 136250 D Employee Stock Option (right to buy) 22.52 2004-10-15 2013-10-15 Common Stock 5000 141250 D Employee Stock Option (right to buy) 22.30 2004-02-11 4 A 0 3750 22.30 A 2005-02-11 2014-02-11 Common Stock 3750 145000 D Stock option dated 10/13/1999, 01/13/2000, 07/13/2000, 10/11/2000, 02/07/2001, 04/11/2001, 07/11/2001, 10/10/2001, 02/12/2002, 04/16/2002, 07/18/2002, 10/17/2002, 02/12/2003, 04/16/2003, 07/23/2003, 10/15/2003 and 2/11/2004 are such that 1/4 of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter. Mr. Guilmart has Employee Stock Options (right to buy) for a total of 145,000 shares of Common Stock. Stock option dated May 24, 2001 is fully exercisable 1 year from the date of grant, which was May 24, 2002. Michael El-Hillow - Attorney-in-Fact 2004-02-13 -----END PRIVACY-ENHANCED MESSAGE-----