-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JkTtJ9cRlJt9SJrrt5aAi1MvswzzQ1M5M0bNalcu9+MggeejYM0WVBonnvOhSbFg Kbb8CJSAPFsKMKETyCLcSA== 0001228899-03-000032.txt : 20031016 0001228899-03-000032.hdr.sgml : 20031016 20031016141704 ACCESSION NUMBER: 0001228899-03-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031015 FILED AS OF DATE: 20031016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHATZ DOUGLAS S CENTRAL INDEX KEY: 0001007705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 03943560 BUSINESS ADDRESS: STREET 1: 405 S.W. COLUMBIA ST. CITY: BEND STATE: OR ZIP: 97702 BUSINESS PHONE: 5413828208 MAIL ADDRESS: STREET 1: 405 S.W. COLUMBIA ST. CITY: BEND STATE: OR ZIP: 97702 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-15 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001007705 SCHATZ DOUGLAS S 1625 SHARP POINT DRIVE FORT COLLINS CO US 1110Chief Executive OfficerCommon Stock10757782IBy Douglas S. Schatz and Jill E. Schatz Family TrustEmployee Stock Option (right to buy)10.0322004-02-122008-02 - -12Common Stock2500025000DEmployee Stock Option (right to buy)8.3712004-04-162008-04-16Common Stock2500050000DEmployee Stock Option (right to buy)21.1642004-07-232008-07-23Common Stock329553295DEmployee Stock Option (right to buy)19.242004-07-232013-07-23Common Stock2170575000DEmployee Stock Option (right to buy)22.522003-10-154A02500022.52A2004-10-152013-10-15Common Stock 25000100000DStock option dated 02/12/2003, 04/16/2003, 07/23/2003 and 10/15/2003 are such that 1/4 of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter.Mr. Schatz has Employee Stock Options (right to buy) for a total of 100,000 shares of Common Stock.Mr. Schatz owns indirectly, by Douglas S. Schatz & Jill E. Schatz Family Trust 10,757,782 shares of Advanced Energy Industries, Inc. common stock.Michael El-Hillow - Attorney-in-Fact2003-10-15 -----END PRIVACY-ENHANCED MESSAGE-----