0001209191-24-004465.txt : 20240305 0001209191-24-004465.hdr.sgml : 20240305 20240305192103 ACCESSION NUMBER: 0001209191-24-004465 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Donaghey John CENTRAL INDEX KEY: 0001940410 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 24723560 MAIL ADDRESS: STREET 1: 1595 WYNKOOP STREET, SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: PAUL OLDHAM STREET 2: 1595 WYNKOOP ST, SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9704076626 MAIL ADDRESS: STREET 1: ATTN: PAUL OLDHAM STREET 2: 1595 WYNKOOP ST, SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2024-03-01 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001940410 Donaghey John 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 0 1 0 0 EVP, Global Sales 0 Common Stock 2024-03-01 4 D 0 876 A 12465 D Common Stock 2024-03-01 4 F 0 348 101.20 D 12117 D Restricted Stock Units 0.00 2024-03-01 4 A 0 7837 0.00 A Common Stock 7837 7837 D Performance Units 0.00 2024-03-01 5 A 0 E 7837 0.00 A Common Stock 7837 7837 D Phantom Stock 2024-03-01 4 A 0 876 A Common Stock 876 876 D In connection with the 03/01/2024 vesting of previously granted restricted stock units, the reporting person's receipt of 876 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan"), resulting in the reporting person's receipt instead of 876 shares of phantom stock. Payment of tax liability by withholding securities incident to vesting of restricted stock units. Represents 7,397 shares of unvested restricted units and 4,720 shares of common stock. Employee restricted stock units granted 3/1/2024 under the Company's 2024 Long-Term Incentive Plan ("2024 LTI Plan"), which will vest in 3 equal installments beginning on the first anniversary of the grant date. These performance share awards were issued pursuant to the 2024 LTI Plan at 100% of target, have a 3-year vest period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be canceled. Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan. /s/ Elizabeth K. Vonne - Attorney-in-Fact 2024-03-05