0001209191-24-004465.txt : 20240305
0001209191-24-004465.hdr.sgml : 20240305
20240305192103
ACCESSION NUMBER: 0001209191-24-004465
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240301
FILED AS OF DATE: 20240305
DATE AS OF CHANGE: 20240305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Donaghey John
CENTRAL INDEX KEY: 0001940410
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26966
FILM NUMBER: 24723560
MAIL ADDRESS:
STREET 1: 1595 WYNKOOP STREET, SUITE 800
CITY: DENVER
STATE: CO
ZIP: 80202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC
CENTRAL INDEX KEY: 0000927003
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 840846841
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: PAUL OLDHAM
STREET 2: 1595 WYNKOOP ST, SUITE 800
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 9704076626
MAIL ADDRESS:
STREET 1: ATTN: PAUL OLDHAM
STREET 2: 1595 WYNKOOP ST, SUITE 800
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2024-03-01
0
0000927003
ADVANCED ENERGY INDUSTRIES INC
AEIS
0001940410
Donaghey John
1595 WYNKOOP STREET, SUITE 800
DENVER
CO
80202
0
1
0
0
EVP, Global Sales
0
Common Stock
2024-03-01
4
D
0
876
A
12465
D
Common Stock
2024-03-01
4
F
0
348
101.20
D
12117
D
Restricted Stock Units
0.00
2024-03-01
4
A
0
7837
0.00
A
Common Stock
7837
7837
D
Performance Units
0.00
2024-03-01
5
A
0
E
7837
0.00
A
Common Stock
7837
7837
D
Phantom Stock
2024-03-01
4
A
0
876
A
Common Stock
876
876
D
In connection with the 03/01/2024 vesting of previously granted restricted stock units, the reporting person's receipt of 876 shares of common stock was deferred pursuant to the reporting person's election under the Company's deferred compensation plan (the "Plan"), resulting in the reporting person's receipt instead of 876 shares of phantom stock.
Payment of tax liability by withholding securities incident to vesting of restricted stock units.
Represents 7,397 shares of unvested restricted units and 4,720 shares of common stock.
Employee restricted stock units granted 3/1/2024 under the Company's 2024 Long-Term Incentive Plan ("2024 LTI Plan"), which will vest in 3 equal installments beginning on the first anniversary of the grant date.
These performance share awards were issued pursuant to the 2024 LTI Plan at 100% of target, have a 3-year vest period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be canceled.
Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Plan or upon the reporting person's termination of service, death, or disability. Subject to certain timing restrictions, the reporting person may transfer some or all of the shares of phantom stock into alternative investments under the terms of the Plan.
/s/ Elizabeth K. Vonne - Attorney-in-Fact
2024-03-05