0001209191-23-033523.txt : 20230602 0001209191-23-033523.hdr.sgml : 20230602 20230602103925 ACCESSION NUMBER: 0001209191-23-033523 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230601 FILED AS OF DATE: 20230602 DATE AS OF CHANGE: 20230602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOSTER RONALD C CENTRAL INDEX KEY: 0001222896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 23987120 MAIL ADDRESS: STREET 1: 8000 S FEDERAL WAY, MS 1-557 CITY: BOISE STATE: ID ZIP: 83716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: MIKE ZEPPELIN STREET 2: 1595 WYNKOOP ST, SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9704076626 MAIL ADDRESS: STREET 1: ATTN: MIKE ZEPPELIN STREET 2: 1595 WYNKOOP ST, SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-01 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001222896 FOSTER RONALD C 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 1 0 0 0 1 Common Stock 2023-06-01 4 S 0 1000 97.98 D 10618 D Common Stock 18425 I By Spouse As Trustee Common Stock 18425 I By Self As Trustee Represents 2,655 unvested restricted stock units and 7,963 shares of common stock. Shares held by the Ronald C. Foster 2021 Trust, where his spouse serves as trustee and is a beneficiary. Shares held by the Kathryn A. Foster 2020 Spousal Trust, where the reporting person serves as a trustee and is a beneficiary. /s/ Elizabeth Vonne - Attorney-in-Fact 2023-06-01