0001209191-23-028170.txt : 20230509 0001209191-23-028170.hdr.sgml : 20230509 20230509111450 ACCESSION NUMBER: 0001209191-23-028170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230505 FILED AS OF DATE: 20230509 DATE AS OF CHANGE: 20230509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEARD GRANT H CENTRAL INDEX KEY: 0001173731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 23900728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: MIKE ZEPPELIN STREET 2: 1595 WYNKOOP ST, SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9704076626 MAIL ADDRESS: STREET 1: ATTN: MIKE ZEPPELIN STREET 2: 1595 WYNKOOP ST, SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-05 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001173731 BEARD GRANT H 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 1 0 0 0 0 Common Stock 60157 D Common Stock 0.00 2023-05-05 4 A 0 2821 0.00 A Common Stock 2821 2821 D Represents 3,319 unvested restricted stock units and 56,838 shares of common stock, which includes shares acquired under the AEIS dividend reinvestment plan. Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date. Restricted stock units are not exercisable. Restricted stock units do not have an expiration date. /s/ Elizabeth Vonne - Attorney-in-Fact 2023-05-08