0001209191-22-019399.txt : 20220317 0001209191-22-019399.hdr.sgml : 20220317 20220317063710 ACCESSION NUMBER: 0001209191-22-019399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220316 FILED AS OF DATE: 20220317 DATE AS OF CHANGE: 20220317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGIMPSEY THOMAS O CENTRAL INDEX KEY: 0001245088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 22746674 MAIL ADDRESS: STREET 1: 380 INTERLOCKEN CRESCENT CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-16 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001245088 MCGIMPSEY THOMAS O 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 0 1 0 0 EVP & General Counsel Common Stock 2022-03-16 4 A 0 4427 85.97 A 42764 D Performance Units 0.00 2022-03-16 5 A 0 E 8854 0.00 A Common Stock 8854 8854 D Employee Restricted Stock units granted 03/16/2022 under the Company's 2022 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date. Represents 8,684 shares of unvested restricted stock units and 34,080 shares of common stock. These performance share awards were issued under the LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. /s/ Thomas O. McGimpsey 2022-03-16