0001209191-21-031824.txt : 20210511 0001209191-21-031824.hdr.sgml : 20210511 20210511180546 ACCESSION NUMBER: 0001209191-21-031824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210511 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kelley Stephen Douglas CENTRAL INDEX KEY: 0001443674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 21912776 MAIL ADDRESS: STREET 1: 1900 S. PRICE ROAD CITY: CHANDLER STATE: AZ ZIP: 85286 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1595 WYNKOOP STREET STREET 2: SUITE 800 CITY: DENVER STATE: CO ZIP: 80202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-11 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001443674 Kelley Stephen Douglas 1595 WYNKOOP STREET, SUITE 800 DENVER CO 80202 1 1 0 0 President and CEO Common Stock 2021-05-11 4 P 0 5850 85.00 A 27902 D The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $84.91 to $85.00 inclusive. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. Represents 22,052 shares of unvested restricted stock units and 5,850 shares Common stock. /s/ Steven Mason - Attorney-in-Fact 2021-05-11