0001209191-19-035201.txt : 20190606 0001209191-19-035201.hdr.sgml : 20190606 20190606174650 ACCESSION NUMBER: 0001209191-19-035201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190604 FILED AS OF DATE: 20190606 DATE AS OF CHANGE: 20190606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROHRS THOMAS M CENTRAL INDEX KEY: 0001254354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 19883589 MAIL ADDRESS: STREET 1: 2 RESULTS WAY CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-04 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001254354 ROHRS THOMAS M 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 1 0 0 0 Common Stock 2019-06-04 4 A 0 3500 51.87 A 3500 D Common Stock 20000 I By Trust The restricted stock units granted on June 4, 2019 will vest 100% 11 months from the grant date. 6,000 shares previously reported as directly held by the reporting person were transferred to the Thomas M. Rohrs and Marion Rohrs Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13. As of the date of this filing, 3,500 shares held by the reporting person are unvested. These shares are held in The Thomas M. Rohrs and Marion Rohrs Revocable Trust. Thomas O. McGimpsey - Attorney-in-Fact 2019-06-06