0001209191-17-059989.txt : 20171109 0001209191-17-059989.hdr.sgml : 20171109 20171109164555 ACCESSION NUMBER: 0001209191-17-059989 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171107 FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGIMPSEY THOMAS O CENTRAL INDEX KEY: 0001245088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 171191507 MAIL ADDRESS: STREET 1: 380 INTERLOCKEN CRESCENT CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-07 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001245088 MCGIMPSEY THOMAS O 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 0 1 0 0 EVP Gen Counsel & Corp Sec Common Stock 2017-11-07 4 S 0 5190 85.06 D 45222 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan. The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $84.59 to $86.11. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set for the in this footnote. Represents 20,963 shares of Restricted Stock units and 6,166 shares of Performance Stock Units and 18,093 shares of common stock. /s/ Thomas O. McGimpsey 2017-11-09