0001209191-17-059989.txt : 20171109
0001209191-17-059989.hdr.sgml : 20171109
20171109164555
ACCESSION NUMBER: 0001209191-17-059989
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171107
FILED AS OF DATE: 20171109
DATE AS OF CHANGE: 20171109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCGIMPSEY THOMAS O
CENTRAL INDEX KEY: 0001245088
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26966
FILM NUMBER: 171191507
MAIL ADDRESS:
STREET 1: 380 INTERLOCKEN CRESCENT
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC
CENTRAL INDEX KEY: 0000927003
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 840846841
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1625 SHARP POINT DR
CITY: FT COLLINS
STATE: CO
ZIP: 80525
BUSINESS PHONE: 9702214670
MAIL ADDRESS:
STREET 1: 1625 SHARP POINT DRIVE
CITY: FORT COLLINS
STATE: CO
ZIP: 80525
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-07
0
0000927003
ADVANCED ENERGY INDUSTRIES INC
AEIS
0001245088
MCGIMPSEY THOMAS O
1625 SHARP POINT DRIVE
FORT COLLINS
CO
80525
0
1
0
0
EVP Gen Counsel & Corp Sec
Common Stock
2017-11-07
4
S
0
5190
85.06
D
45222
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan.
The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $84.59 to $86.11. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set for the in this footnote.
Represents 20,963 shares of Restricted Stock units and 6,166 shares of Performance Stock Units and 18,093 shares of common stock.
/s/ Thomas O. McGimpsey
2017-11-09