0001209191-17-057674.txt : 20171020 0001209191-17-057674.hdr.sgml : 20171020 20171020173640 ACCESSION NUMBER: 0001209191-17-057674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171018 FILED AS OF DATE: 20171020 DATE AS OF CHANGE: 20171020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WASSERMAN YUVAL CENTRAL INDEX KEY: 0001416894 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26966 FILM NUMBER: 171147769 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED ENERGY INDUSTRIES INC CENTRAL INDEX KEY: 0000927003 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 840846841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1625 SHARP POINT DR CITY: FT COLLINS STATE: CO ZIP: 80525 BUSINESS PHONE: 9702214670 MAIL ADDRESS: STREET 1: 1625 SHARP POINT DRIVE CITY: FORT COLLINS STATE: CO ZIP: 80525 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-10-18 0 0000927003 ADVANCED ENERGY INDUSTRIES INC AEIS 0001416894 WASSERMAN YUVAL 1625 SHARP POINT DRIVE FORT COLLINS CO 80525 1 1 0 0 President & CEO Common Stock 2017-10-18 4 M 0 10669 11.02 A 130259 D Common Stock 2017-10-18 4 S 0 10669 90.00 D 119590 D Stock Options (right to buy) 11.02 2017-10-18 4 M 0 10669 0.00 D 2012-01-03 2022-01-03 Common Stock 10669 0 D Shares exercised in accordance with 10b5-1 trading plan. Shares sold in accordance with 10b5-1 trading plan. Represents 76,696 shares of Restricted Stock Units and 42,894 Performance Stock Units. /s/ Thomas O. McGimpsey (Attorney-in-Fact) 2017-10-20